Dark
Light
System
Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 411 holdings with a total value of $254,203,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 UNION PAC CORP 200 19,000 0.01%
152 BCE INC 444 19,000 0.01%
153 NGL ENERGY PARTNERS LP 625 19,000 0.01%
154 SERVICENOW INC 275 20,000 0.01%
155 MADISON COVERED CALL EQUIT 2,556 20,000 0.01%
156 EQUINIX INC 79 20,000 0.01%
157 ISHARES TR 185 20,000 0.01%
158 ALLIANZGI DIVIDEND INT PRM 1,400 21,000 0.01%
159 BLACKROCK CORPOR HI YLD FD I 1,911 21,000 0.01%
160 ABB LTD 983 21,000 0.01%
161 XCEL ENERGY INC 687 22,000 0.01%
162 ROPER TECHNOLOGIES INC 130 22,000 0.01%
163 ZIMMER BIOMET HLDGS INC 200 22,000 0.01%
164 DUKE ENERGY CORP NEW 311 22,000 0.01%
165 NUSTAR GP HOLDINGS LLC 600 23,000 0.01%
166 SANOFI 464 23,000 0.01%
167 WESTAR ENERGY 665 23,000 0.01%
168 ALLIANCE HOLDINGS GP LP 575 23,000 0.01%
169 POWERSHS DB MULTI SECT COMM 1,000 23,000 0.01%
170 ILLUMINA INC 109 24,000 0.01%
171 GENERAL AMERN INVS CO INC 679 24,000 0.01%
172 UNITED STATES OIL FUND LP 1,200 24,000 0.01%
173 CELGENE CORP 208 24,000 0.01%
174 BIOMARIN PHARMACEUTICAL INC 172 24,000 0.01%
175 PIMCO ETF TR 230 25,000 0.01%
176 CEDAR FAIR L P 450 25,000 0.01%
177 WABCO HLDGS INC 200 25,000 0.01%
178 NORFOLK SOUTHERN CORP 285 25,000 0.01%
179 PRICELINE GRP INC 22 25,000 0.01%
180 POWERSHARES ETF TRUST 255 26,000 0.01%
181 WESTERN ASSET HIGH INCOME OP 5,062 26,000 0.01%
182 TEXAS INSTRS INC 500 26,000 0.01%
183 COHEN STEERS REIT PFD 1,500 26,000 0.01%
184 NOVARTIS A G 279 27,000 0.01%
185 ASCENA RETAIL GROUP INC COM 1,600 27,000 0.01%
186 VANGUARD INDEX FDS 210 27,000 0.01%
187 SBA COMMUNICATIONS CORP 239 27,000 0.01%
188 KINDER MORGAN INC DEL 705 27,000 0.01%
189 SUNCOR ENERGY INC NEW 1,000 28,000 0.01%
190 TE CONNECTIVITY LTD 434 28,000 0.01%
191 ANNALY CAP MGMT INC 3,079 28,000 0.01%
192 CERNER CORP 408 28,000 0.01%
193 GLAXOSMITHKLINE PLC 700 29,000 0.01%
194 DR PEPPER SNAPPLE GROUP INC 410 30,000 0.01%
195 AMERICAN TOWER CORP NEW 318 30,000 0.01%
196 QORVO INC 375 30,000 0.01%
197 MONOLITHIC PWR SYS INC 599 30,000 0.01%
198 EATON VANCE TX MNG BY WRT OP 2,100 31,000 0.01%
199 HOME PROPERTIES INC 425 31,000 0.01%
200 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 2,538 31,000 0.01%
Page 4 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000423, filed 2016.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.