| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
4,275,063 |
51,515,000 |
23.41% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
4,209,721 |
50,727,000 |
23.05% |
|
|
| 3 |
LAZARD ASSET MANAGEMENT LLC |
2,371,892 |
28,581,000 |
12.99% |
|
|
| 4 |
UBS Group AG |
1,429,569 |
17,226,000 |
7.83% |
|
|
| 5 |
MORGAN STANLEY |
753,006 |
9,073,000 |
4.12% |
|
|
| 6 |
1607 Capital Partners, LLC |
719,676 |
8,672,000 |
3.94% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
712,925 |
8,588,000 |
3.90% |
|
|
| 8 |
Advisors Asset Management, Inc. |
530,888 |
6,397,000 |
2.91% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
510,716 |
6,154,000 |
2.80% |
|
|
| 10 |
COHEN & STEERS, INC. |
478,291 |
5,763,000 |
2.62% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
400,868 |
4,830,000 |
2.19% |
|
|
| 12 |
Invesco Ltd. |
364,522 |
4,392,000 |
2.00% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
348,350 |
4,198,000 |
1.91% |
|
|
| 14 |
Vident Investment Advisory, LLC |
339,317 |
4,089,000 |
1.86% |
|
|
| 15 |
EATON VANCE MANAGEMENT |
315,786 |
3,805,000 |
1.73% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
120,355 |
1,439,000 |
0.65% |
|
|
| 17 |
RELATIVE VALUE PARTNERS GROUP, LLC |
72,145 |
869,000 |
0.39% |
|
|
| 18 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
65,821 |
793,000 |
0.36% |
|
|
| 19 |
OPPENHEIMER & CO INC |
38,341 |
462,000 |
0.21% |
|
|
| 20 |
ROYAL BANK OF CANADA |
36,123 |
435,000 |
0.20% |
|
|
| 21 |
Virtu KCG Holdings LLC |
29,368 |
354,000 |
0.16% |
|
|
| 22 |
Saba Capital Management, L.P. |
27,143 |
327,000 |
0.15% |
|
|
| 23 |
DOLIVER ADVISORS, LP |
25,531 |
308,000 |
0.14% |
|
|
| 24 |
LPL Financial LLC |
23,433 |
288,000 |
0.13% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
14,900 |
179,545 |
0.08% |
|
|
| 26 |
Round Table Services, LLC |
14,100 |
170,000 |
0.08% |
|
|
| 27 |
Shaker Financial Services, LLC |
12,319 |
148,000 |
0.07% |
|
|
| 28 |
Ancora Advisors LLC |
10,200 |
123,000 |
0.06% |
|
|
| 29 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,178 |
38,000 |
0.02% |
|
|
| 30 |
Klingman & Associates, LLC |
2,538 |
31,000 |
0.01% |
|
|
| 31 |
SIGNATUREFD, LLC |
2,300 |
28,000 |
0.01% |
|
|
| 32 |
PANAGORA ASSET MANAGEMENT INC |
2,343 |
28,000 |
0.01% |
|
|
| 33 |
NEXT Financial Group, Inc |
1,500 |
18,000 |
0.01% |
|
|
| 34 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,441 |
18,000 |
0.01% |
|
|
| 35 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
1,000 |
12,000 |
0.01% |
|
|
| 36 |
MSI Financial Services Inc |
500 |
6,000 |
0.00% |
|
|
| 37 |
THRIVENT FINANCIAL FOR LUTHERANS |
500 |
6,000 |
0.00% |
|
|
| 38 |
CITIGROUP INC |
294 |
4,000 |
0.00% |
|
|
| 39 |
Tower Research Capital LLC (TRC) |
270 |
3,000 |
0.00% |
|
|
| 40 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
200 |
2,000 |
0.00% |
|
|
