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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 64 Institutional holders with a total value of $110,327,537.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,560,689 23,488,000 21.29%
2 Saba Capital Management, L.P. 3,264,869 16,814,000 15.24%
3 BANK OF AMERICA CORP /DE/ 1,944,039 10,012,000 9.07%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,653,493 8,515,000 7.72%
5 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 1,391,618 7,132,000 6.46%
6 Pine River Capital Management L.P. 901,261 4,641,000 4.21%
7 Invesco Ltd. 891,742 4,592,000 4.16%
8 CITIGROUP INC 877,795 4,520,000 4.10%
9 EATON VANCE MANAGEMENT 876,897 4,393,000 3.98%
10 Yorktown Management & Research Co Inc 610,000 3,142,000 2.85%
11 AQR ARBITRAGE LLC 491,528 2,531,000 2.29%
12 WELLS FARGO & COMPANY/MN 430,507 2,217,000 2.01%
13 GUGGENHEIM CAPITAL LLC 350,488 1,804,000 1.64%
14 Carlson Capital, L.P. 333,333 1,717,000 1.56%
15 Shaker Financial Services, LLC 251,728 1,296,000 1.17%
16 WOLVERINE ASSET MANAGEMENT LLC 249,549 1,285,000 1.16%
17 LPL Financial LLC 228,444 1,183,000 1.07%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 216,378 1,114,000 1.01%
19 THRIVENT FINANCIAL FOR LUTHERANS 214,969 1,107,000 1.00%
20 CREDIT SUISSE AG/ 197,200 1,016,000 0.92%
21 STIFEL FINANCIAL CORP 181,290 931,000 0.84%
22 UBS Group AG 147,830 762,000 0.69%
23 ALETHEA CAPITAL MANAGEMENT, LLC 136,609 704,000 0.64%
24 Westchester Capital Management, LLC 106,644 549,000 0.50%
25 Horizon Kinetics LLC 95,035 489,000 0.44%
26 BAIRD FINANCIAL GROUP, INC. 88,959 458,000 0.42%
27 Janney Montgomery Scott LLC 68,300 351,745 0.32%
28 Maryland Capital Management 60,000 309,000 0.28%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,668 256,000 0.23%
30 RAYMOND JAMES & ASSOCIATES 47,276 243,000 0.22%
31 Raymond James Financial Services Advisors, Inc. 47,079 242,000 0.22%
32 AMERICAN INTERNATIONAL GROUP, INC. 38,989 200,792 0.18%
33 Gilman Hill Asset Management, LLC 37,600 194,000 0.18%
34 ROYAL BANK OF CANADA 32,690 169,000 0.15%
35 Virtu KCG Holdings LLC 31,112 160,000 0.15%
36 WFG Advisors, LP 24,668 127,000 0.12%
37 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,395 126,000 0.11%
38 Capital Investment Advisors, LLC 22,824 118,000 0.11%
39 Cambridge Investment Research Advisors, Inc. 19,599 101,000 0.09%
40 Prospera Financial Services Inc 19,638 101,000 0.09%
41 JD CAPITAL MANAGEMENT LLC 18,717 96,000 0.09%
42 FIFTH THIRD BANCORP 17,250 89,000 0.08%
43 Commonwealth Equity Services, Inc 16,222 84,000 0.08%
44 Waverly Advisors, LLC 15,986 82,000 0.07%
45 SII INVESTMENTS INC/WI 15,511 80,000 0.07%
46 AMERICAN NATIONAL BANK & TRUST 15,000 77,000 0.07%
47 SIGNET FINANCIAL MANAGEMENT, LLC 14,795 76,000 0.07%
48 Cutter & CO Brokerage, Inc. 14,288 74,000 0.07%
49 AMERIPRISE FINANCIAL INC 13,885 72,000 0.07%
50 HighTower Advisors, LLC 13,700 71,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.