| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,749,886 | 95,778,000 | 28.95% | ||
| 2 | Bulldog Investors, LLP | 1,216,976 | 42,363,000 | 12.81% | ||
| 3 | Karpus Management, Inc. | 1,184,547 | 41,234,000 | 12.46% | ||
| 4 | Gramercy Funds Management LLC | 734,401 | 25,564,000 | 7.73% | ||
| 5 | Overbrook Management Corp | 422,853 | 14,720,000 | 4.45% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 371,309 | 12,925,000 | 3.91% | ||
| 7 | MORGAN STANLEY | 364,914 | 12,702,000 | 3.84% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 333,849 | 11,621,000 | 3.51% | ||
| 9 | 1607 Capital Partners, LLC | 247,138 | 8,603,000 | 2.60% | ||
| 10 | Mraz, Amerine & Associates, Inc. | 151,004 | 5,256,000 | 1.59% | ||
| 11 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 150,727 | 5,247,000 | 1.59% | ||
| 12 | GOLDMAN SACHS GROUP INC | 150,319 | 5,233,000 | 1.58% | ||
| 13 | RELATIVE VALUE PARTNERS GROUP, LLC | 147,403 | 5,131,000 | 1.55% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 126,228 | 4,393,000 | 1.33% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 113,829 | 3,963,000 | 1.20% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 110,124 | 3,833,000 | 1.16% | ||
| 17 | CORNERSTONE ADVISORS INC | 84,621 | 2,947,000 | 0.89% | ||
| 18 | SIT INVESTMENT ASSOCIATES INC | 80,151 | 2,790,000 | 0.84% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 72,059 | 2,510,000 | 0.76% | ||
| 20 | Shaker Financial Services, LLC | 68,041 | 2,369,000 | 0.72% | ||
| 21 | DOLIVER ADVISORS, LP | 61,827 | 2,152,000 | 0.65% | ||
| 22 | Columbia Asset Management | 58,900 | 1,530,000 | 0.46% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 39,440 | 1,374,000 | 0.42% | ||
| 24 | FIRST TRUST ADVISORS LP | 34,274 | 1,193,000 | 0.36% | ||
| 25 | M&T BANK CORP | 33,831 | 1,178,000 | 0.36% | ||
| 26 | NEVILLE RODIE & SHAW INC | 32,334 | 1,126,000 | 0.34% | ||
| 27 | FIRST FOUNDATION ADVISORS | 30,811 | 1,073,000 | 0.32% | ||
| 28 | Cannell & Co. | 29,976 | 1,043,000 | 0.32% | ||
| 29 | BANCED CORP | 28,867 | 1,005,000 | 0.30% | ||
| 30 | LEVIN CAPITAL STRATEGIES, L.P. | 24,869 | 866,000 | 0.26% | ||
| 31 | WELLS FARGO & COMPANY/MN | 19,124 | 665,000 | 0.20% | ||
| 32 | SG Americas Securities, LLC | 18,879 | 658,000 | 0.20% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,302 | 498,000 | 0.15% | ||
| 34 | Stratos Wealth Partners, LTD. | 13,683 | 476,000 | 0.14% | ||
| 35 | LPL Financial LLC | 13,069 | 453,000 | 0.14% | ||
| 36 | Commonwealth Equity Services, Inc | 12,950 | 451,000 | 0.14% | ||
| 37 | SII INVESTMENTS INC/WI | 12,581 | 436,000 | 0.13% | ||
| 38 | Linscomb Wealth, Inc. | 12,248 | 426,000 | 0.13% | ||
| 39 | Taylor, Cottrill LLC | 12,055 | 420,000 | 0.13% | ||
| 40 | Rathbones Group PLC | 11,774 | 410,000 | 0.12% | ||
| 41 | PINNACLE ASSOCIATES LTD | 11,575 | 403,000 | 0.12% | ||
| 42 | Creative Planning | 10,965 | 382,000 | 0.12% | ||
| 43 | TIAA CREF TRUST CO FSB/MO | 10,095 | 351,000 | 0.11% | ||
| 44 | GUGGENHEIM CAPITAL LLC | 10,044 | 350,000 | 0.11% | ||
| 45 | UBS Group AG | 7,189 | 250,000 | 0.08% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 7,088 | 247,000 | 0.07% | ||
| 47 | FIRST MANHATTAN CO. LLC. | 6,969 | 242,000 | 0.07% | ||
| 48 | BAR HARBOR WEALTH MANAGEMENT | 6,914 | 241,000 | 0.07% | ||
| 49 | Bank of New York Mellon Corp | 6,915 | 241,000 | 0.07% | ||
| 50 | J.P. Morgan Private Wealth Advisors LLC | 6,085 | 212,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
