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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
51 BRISTOL MYERS SQUIBB CO 1,933 104 0.03%
52 BRISTOW GROUP INC COM 36 1 0.00%
53 CALAMOS CONV & HIGH INCOME F 51,871 571 0.17%
54 CARDINAL HEALTH INC 918 71 0.02%
55 CARLYLE GROUP L P 72 1 0.00%
56 CATERPILLAR INC 400 36 0.01%
57 CBS CORP NEW 1,564 86 0.03%
58 CDK GLOBAL INC 189 11 0.00%
59 CELGENE CORP 300 31 0.01%
60 CENTENE CORP DEL 419 28 0.01%
61 CENTRAL FD CDA LTD 4 0 0.00%
62 CHARTER COMMUNICATIONS INC N 120 32 0.01%
63 CHEESECAKE FACTORY INC 93 5 0.00%
64 CHEMOURS CO 20 0 0.00%
65 CHENIERE ENERGY INC 800 35 0.01%
66 CHEVRON CORP NEW 2,207 227 0.07%
67 CHUBB LIMITED 389 49 0.01%
68 CINTAS CORP 747 84 0.03%
69 CISCO SYS INC 4,040 128 0.04%
70 CITIGROUPINC 5,792 274 0.08%
71 CITIZENS FINL GROUP INC 84,500 2,088 0.63%
72 CLAYMORE EXCHANGE TRD FD TR 3,810 81 0.02%
73 CLAYMORE EXCHANGE TRD FD TR 4,890 105 0.03%
74 CLAYMORE EXCHANGE TRD FD TR 8,460 183 0.06%
75 CLAYMORE EXCHANGE TRD FD TR 8,350 180 0.05%
76 CLAYMORE EXCHANGE TRD FD TR 5,000 109 0.03%
77 CLEARBRIDGE ENERGY MLP FD INCORPORATED 298,048 4,852 1.46%
78 CLIFTON BANCORP INC 1,077 16 0.00%
79 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 2,538 25 0.01%
80 COACH INC 2,970 109 0.03%
81 COCA COLA CO 869 37 0.01%
82 COHEN STEERS CLOSED END OP 6,000 74 0.02%
83 COHEN STEERS REIT PFD 1,500 30 0.01%
84 COHEN STEERS TOTAL RETURN 10,930 144 0.04%
85 COHEN & STEERS GLOBAL INCORPORATED BLDR 49,095 436 0.13%
86 COHEN & STEERS INFRASTRUCTUR 1,500 32 0.01%
87 COLGATE PALMOLIVE CO 1,670 124 0.04%
88 COLONY CAPITAL CL A ORD 1,230 22 0.01%
89 COMCAST CORP NEW 3,276 217 0.07%
90 CONAGRA BRANDS INC 116 5 0.00%
91 CONOCOPHILLIPS 1,066 46 0.01%
92 CONSOLIDATED EDISON INC 520 39 0.01%
93 COSTCO WHSL CORP NEW 1,218 186 0.06%
94 CREDIT SUISSE NASSAU BRH 729,764 15,777 4.75%
95 CUSHING ENERGY INCOME 106 1 0.00%
96 CVS HEALTH CORP 1,625 145 0.04%
97 DBX ETF TR 10,144 268 0.08%
98 DELL TECHNOLOGIES INC 12 1 0.00%
99 DELTA AIRLINES INC DEL 340 13 0.00%
100 DELUXE CORP COM 8 1 0.00%
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