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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
251 INTEL CORP 3,060 116 0.03%
252 ISHARES TR 926 116 0.03%
253 MEDTRONIC PLC 1,362 118 0.04%
254 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 2,250 119 0.04%
255 WISDOMTREE TR 2,000 123 0.04%
256 COLGATE PALMOLIVE CO 1,670 124 0.04%
257 CISCO SYS INC 4,040 128 0.04%
258 ANALOG DEVICES INC 2,010 130 0.04%
259 Western Asset Emerging Markets 11,346 131 0.04%
260 OPPENHEIMER REV WEIGHTED ETF 4,070 132 0.04%
261 QUALCOMM INC 1,958 134 0.04%
262 ISHARES TR 983 135 0.04%
263 WAL-MART STORES INC 1,870 135 0.04%
264 BLACKROCK CORE BD TR 9,994 142 0.04% PRN
265 ALPHABET INC 184 143 0.04%
266 COHEN STEERS TOTAL RETURN 10,930 144 0.04%
267 NUVEEN ENERGY MLP TOTL RTRNF 10,973 144 0.04% PRN
268 CVS HEALTH CORP 1,625 145 0.04%
269 INTERNATIONAL BUSINESS MACHS 932 148 0.04%
270 SPDR SERIES TRUST 4,087 150 0.05%
271 INDEXIQ ETF TR 5,340 156 0.05%
272 POWERSHARES QQQ TRUST 1,314 156 0.05%
273 ANHEUSER BUSCH INBEV SA/NV 1,187 156 0.05%
274 LMP CAP & INCOME FD INC 11,600 158 0.05%
275 EURONET WORLDWIDE INC 2,000 164 0.05%
276 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 2,031 177 0.05%
277 ISHARES TR 1,030 180 0.05%
278 CLAYMORE EXCHANGE TRD FD TR 8,350 180 0.05%
279 CLAYMORE EXCHANGE TRD FD TR 8,460 183 0.06%
280 BARINGS CORPORATE INVS 10,703 184 0.06%
281 AUTOMATIC DATA PROCESSING IN 2,092 185 0.06%
282 COSTCO WHSL CORP NEW 1,218 186 0.06%
283 VANGUARD BD INDEX FDS 2,147 188 0.06%
284 SSGA ACTIVE ETF TR 3,800 191 0.06%
285 ISHARES TR 4,000 203 0.06%
286 ISHARES TR 1,617 215 0.06%
287 COMCAST CORP NEW 3,276 217 0.07%
288 VANGUARD INTL EQUITY INDEX F 4,000 225 0.07%
289 CHEVRON CORP NEW 2,207 227 0.07%
290 ALTRIA GROUP INC 3,614 228 0.07%
291 PHILIP MORRIS INTL INC 2,416 235 0.07%
292 ISHARES TR 2,097 236 0.07%
293 POWERSHARES ETF TR II 6,410 236 0.07%
294 VERIZON COMMUNICATIONS INC 4,607 239 0.07%
295 MERCK & CO INC 4,011 250 0.08%
296 ABBVIE INC 4,039 255 0.08%
297 DBX ETF TR 10,144 268 0.08%
298 CITIGROUPINC 5,792 274 0.08%
299 ISHARES 7-10 YEAR TREASURY BOND ETF 2,513 281 0.08%
300 VANGUARD INDEX FDS 3,250 297 0.09%
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