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Institutional Investment Manager
BRONFMAN E.L. ROTHSCHILD, L.P.
BRONFMAN E.L. ROTHSCHILD, L.P. (CIK: 0001666612). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,844 holdings with a total value of $641,744,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CONTRAVIR PHARMACEUTICALS IN 207 0 0.00%
102 PLATFORM SPECIALTY PRODS COR 22 0 0.00%
103 EXTERRAN CORP 8 0 0.00%
104 BABCOCK & WILCOX ENTERPRIS INC COM 30 0 0.00%
105 OREXIGEN THERAPEUTICS INC 50 0 0.00%
106 J & J SNACK FOODS CORP COM 3 0 0.00%
107 HUBBELL INC 4 0 0.00%
108 TOOTSIE ROLL INDS INC 9 0 0.00%
109 DARLING INGREDIENTS INC 22 0 0.00%
110 KOSMOS ENERGY LTD SHS 51 0 0.00%
111 COOPER STD HLDGS INC 4 0 0.00%
112 FINANCIAL ENGINES INC 10 0 0.00%
113 SANOFI 800 0 0.00%
114 LIBERTY MEDIA CORP DELAWARE 9 0 0.00%
115 NEUROCRINE BIOSCIE COM USD0.001 3 0 0.00%
116 FLOWERS FOODS INC 28 0 0.00%
117 AMERICAN ASSETS TR INC COM 18 1,000 0.00% PRN
118 VIAD CORP 31 1,000 0.00%
119 TIM PARTICIPACOES S A 115 1,000 0.00%
120 STAPLES INC 69 1,000 0.00%
121 KINDRED HEALTHCARE INC 130 1,000 0.00%
122 FLEETCOR TECHNOLOGIES INC 3 1,000 0.00%
123 CHESAPEAKE LODGING TRUSTSH BEN INT 23 1,000 0.00%
124 CALPINE CORP 114 1,000 0.00%
125 MCDERMOTT INTL INC 106 1,000 0.00%
126 FIFTH STR ASSET MGMT INC 96 1,000 0.00%
127 ANDERSONS INC COM 16 1,000 0.00%
128 TEEKAY CORPORATION 150 1,000 0.00%
129 TETRAPHASE PHARMACEUTICALS INC COM 200 1,000 0.00%
130 UNIVERSAL CORP VA 18 1,000 0.00%
131 ISHARES TRUST CMBS ETF 18 1,000 0.00%
132 SPIRIT RLTY CAP INC NEW 40 1,000 0.00% PRN
133 CALIFORNIA RES CORP 110 1,000 0.00%
134 COGENT COMMUNICATIONS HLDGS IN COM NEW 40 1,000 0.00%
135 SPARK ENERGY INC 20 1,000 0.00%
136 CARE CAP PPTYS INC 38 1,000 0.00%
137 LIBERTY BROADBAND CORP COM SER A 8 1,000 0.00%
138 DERMIRA INC COM 42 1,000 0.00%
139 AMC NETWORKS INC CL A 21 1,000 0.00%
140 MSG NETWORK INC 32 1,000 0.00%
141 STRATASYS LTD 58 1,000 0.00%
142 GIGAMON INC 23 1,000 0.00%
143 NATIONAL FUEL GAS CO N J 15 1,000 0.00%
144 VALLEY NATL BANCORP 67 1,000 0.00%
145 LATTICE SEMICONDUCTOR CORP 100 1,000 0.00%
146 EMERGE ENERGY SVCS LP 100 1,000 0.00%
147 ALEX REAL ESTATE EQ 5 1,000 0.00%
148 LXP INDUSTRIAL TRUST COM 143 1,000 0.00%
149 DEAN FOODS CO NEW 45 1,000 0.00%
150 CLIFFS NAT RES INC 96 1,000 0.00%
Page 3 of 37

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-131731, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.