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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
251 VEREIT INC 21,737 184 0.06%
252 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 21,741 529 0.18%
253 FIRST TR EXCHANGE TRADED FD 21,785 421 0.14%
254 SCHWAB INTERNATIONAL EQUITY ETF 22,417 619 0.21%
255 WESTPORT FUEL SYSTEMS INC 22,625 26 0.01%
256 AEGON N V 22,831 127 0.04%
257 ISHARES GOLD TRUST 23,246 257 0.09%
258 JPMORGAN CHASE & CO 23,254 2,005 0.67%
259 SELECT SECTOR SPDR TR 23,275 1,131 0.38%
260 CHEVRON CORP NEW 23,700 2,793 0.93%
261 FRONTIER COMMUNICATIONS CORP 23,847 80 0.03%
262 BP PLC 24,079 901 0.30%
263 BRISTOL MYERS SQUIBB CO 24,230 1,421 0.47%
264 SPDR SER TR 24,328 2,082 0.69%
265 VANGUARD INDEX FDS 24,463 3,169 1.06%
266 CISCO SYS INC 24,584 744 0.25%
267 VANECK ETF TRUST 26,745 559 0.19%
268 GLAXOSMITHKLINE PLC 26,784 1,039 0.35%
269 EXXON MOBIL CORP 27,378 2,469 0.82%
270 BLACKROCK MUNIHLDNGS CALI QL 27,509 388 0.13%
271 SPDR SERIES TRUST 27,682 1,010 0.34%
272 POWERSHARES ETF TR II 27,718 394 0.13%
273 PPL CORP 28,619 978 0.33%
274 BLACKROCK CALIF MUN INCOME T 28,804 418 0.14%
275 ISHARES TR 29,119 862 0.29%
276 POWERSHARES ETF TRUST 29,853 2,967 0.99%
277 UNITED PARCEL SERVICE INC 29,937 3,432 1.14%
278 ISHARES TR 30,441 1,374 0.46%
279 JOHNSON & JOHNSON 30,634 3,541 1.18%
280 MICROSOFT CORP 31,210 1,935 0.65%
281 WESTERN ASSET HIGH INCM FD I 31,297 222 0.07%
282 VANGUARD BD INDEX FDS 31,568 2,548 0.85%
283 VANGUARD BD INDEX FDS 31,807 2,529 0.84%
284 VANGUARD INDEX FDS 31,830 4,195 1.40%
285 ALTRIA GROUP INC 32,148 2,179 0.73%
286 PFIZER INC 33,579 1,083 0.36%
287 COCA COLA CO 33,611 1,392 0.46%
288 VANGUARD INTL EQUITY INDEX F 33,768 1,211 0.40%
289 ISHARES TR 35,670 2,058 0.69%
290 SCHWAB US AGGREGATE BOND ETF 35,912 1,848 0.62%
291 SPDR S&P 500 ETF TR 36,050 8,060 2.69%
292 BANK AMER CORP 36,283 800 0.27%
293 POWERSHARES QQQ TRUST 39,622 4,695 1.57%
294 ISHARES TR 41,645 4,675 1.56%
295 ISHARES INC 42,561 1,805 0.60%
296 ISHARES TR 43,039 2,146 0.72%
297 APPLE INC 43,279 5,024 1.67%
298 ISHARES TR 45,079 4,870 1.62%
299 VANGUARD INDEX FDS 45,605 3,760 1.25%
300 ALPS ETF TR 46,240 586 0.20%
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