Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 84 Institutional holders with a total value of $223,602,581.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,924,709 36,781,000 16.45%
2 TRUSTMARK BANK TRUST DEPARTMENT 1,062,446 20,303,000 9.08%
3 WELLS FARGO & COMPANY/MN 1,012,242 19,344,000 8.65%
4 LPL Financial LLC 816,890 15,709,000 7.03%
5 Stratos Wealth Partners, LTD. 817,246 15,618,000 6.98%
6 UBS Group AG 808,366 15,448,000 6.91%
7 Raymond James Financial Services Advisors, Inc. 798,447 15,258,000 6.82%
8 BANK OF AMERICA CORP /DE/ 785,470 15,010,000 6.71%
9 AMERIPRISE FINANCIAL INC 295,817 5,676,000 2.54%
10 Janney Montgomery Scott LLC 236,199 4,514,000 2.02%
11 Commonwealth Equity Services, Inc 217,388 4,154,000 1.86%
12 ROYAL BANK OF CANADA 192,327 3,675,000 1.64%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 182,925 3,495,000 1.56%
14 Cambridge Investment Research Advisors, Inc. 180,604 3,451,000 1.54%
15 BAIRD FINANCIAL GROUP, INC. 179,021 3,421,000 1.53%
16 BSC PRIVATE WEALTH MANAGEMENT, LLC 152,142 2,926,000 1.31%
17 RAYMOND JAMES & ASSOCIATES 149,053 2,848,000 1.27%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 142,151 2,717,000 1.22%
19 GENEOS WEALTH MANAGEMENT INC. 99,721 1,905,000 0.85%
20 Cetera Advisor Networks LLC 98,858 1,892,000 0.85%
21 Summit Financial Wealth Advisors, LLC 92,075 1,760,000 0.79%
22 MSI Financial Services Inc 81,104 1,549,000 0.69%
23 HL FINANCIAL SERVICES LLC 80,810 1,544,000 0.69%
24 BB&T SECURITIES, LLC 78,894 1,491,000 0.67%
25 IFP ADVISORS, INC 71,973 1,375,000 0.61%
26 PNC FINANCIAL SERVICES GROUP, INC. 62,784 1,200,000 0.54%
27 IFC Holdings Incorporated/FL 55,401 1,056,000 0.47%
28 Cetera Advisors LLC 44,613 853,000 0.38%
29 BERGANKDV WEALTH MANAGEMENT, LLC 44,367 848,000 0.38%
30 First Allied Advisory Services, Inc. 43,627 834,000 0.37%
31 ADVISOR GROUP, INC. 41,286 789,000 0.35%
32 Private Harbour Investment Management & Counsel, LLC 40,750 779,000 0.35%
33 STIFEL FINANCIAL CORP 38,766 740,000 0.33%
34 INVESTMENT CENTERS OF AMERICA INC 37,433 714,000 0.32%
35 MARINER INDEPENDENT ADVISOR NETWORK, LLC 36,596 699,000 0.31%
36 Virtu KCG Holdings LLC 35,301 675,000 0.30%
37 NATIONAL PLANNING CORP 34,454 672,000 0.30%
38 OPPENHEIMER & CO INC 32,360 618,000 0.28%
39 Private Advisor Group, LLC 31,145 603,000 0.27%
40 Dynamic Advisor Solutions LLC 30,810 589,000 0.26%
41 JPMORGAN CHASE & CO 29,985 573,000 0.26%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 29,034 555,000 0.25%
43 AHRENS INVESTMENT PARTNERS LLC 25,785 493,000 0.22%
44 CITADEL ADVISORS LLC 25,406 486,000 0.22%
45 HighTower Advisors, LLC 24,802 477,000 0.21%
46 CORNERSTONE WEALTH MANAGEMENT, LLC 23,527 452,000 0.20%
47 PRIVATE TRUST CO NA 23,323 445,000 0.20%
48 CETERA INVESTMENT ADVISERS 21,785 421,000 0.19%
49 NORTHWEST WEALTH MANAGEMENT, LLC 20,853 399,000 0.18%
50 Kovack Advisors, Inc. 20,725 396,000 0.18%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.