| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Basic Energy Services | 11,000 | 9,000 | 0.00% | ||
| 2 | AMERICAN LORAIN CORP | 18,900 | 12,000 | 0.00% | ||
| 3 | MANNKIND CORP. | 19,900 | 12,000 | 0.00% | ||
| 4 | DENISON MINES CORP | 36,700 | 17,000 | 0.00% | ||
| 5 | Arena Pharmaceuticals, Inc | 10,000 | 18,000 | 0.00% | ||
| 6 | URANIUM ENERGY CORP | 19,800 | 20,000 | 0.00% | ||
| 7 | EXETER RES CORP | 16,300 | 21,000 | 0.00% | ||
| 8 | ENTREE GOLD INC | 78,500 | 21,000 | 0.00% | ||
| 9 | NEW YORK & CO | 10,000 | 23,000 | 0.00% | ||
| 10 | CORMEDIX INCORPORATED | 10,000 | 25,000 | 0.00% | ||
| 11 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 10,025 | 26,000 | 0.00% | ||
| 12 | SAFE BULKERS INC | 20,000 | 28,000 | 0.00% | ||
| 13 | B2GOLD CORP | 10,534 | 28,000 | 0.00% | ||
| 14 | GREAT PANTHER SILVER LTD | 22,700 | 31,000 | 0.00% | ||
| 15 | HUGOTON RTY TR TEX | 13,333 | 32,000 | 0.00% | ||
| 16 | Teekay Tankers LTD | 12,600 | 32,000 | 0.00% | ||
| 17 | BELLATRIX EXPLORATION LTD | 36,960 | 32,000 | 0.00% | ||
| 18 | MGT CAPITAL INVTS INC | 18,000 | 36,000 | 0.00% | ||
| 19 | LPATH INC | 11,043 | 36,000 | 0.00% | ||
| 20 | KINGOLD JEWELRY INC | 19,050 | 43,000 | 0.01% | ||
| 21 | KERYX BIOPHARMACEUTICALS INCORPORATED | 10,000 | 53,000 | 0.01% | ||
| 22 | SEADRILL LIMITED | 22,647 | 54,000 | 0.01% | ||
| 23 | PENN WEST PETE LTD NEW | 30,499 | 55,000 | 0.01% | ||
| 24 | GOLD FIELDS LTD NEW | 11,900 | 58,000 | 0.01% | ||
| 25 | SANDRIDGE MISSISSIPPIAN TR I | 42,000 | 59,000 | 0.01% | ||
| 26 | ABERDEEN ASIA PACIFIC INCOM | 12,160 | 62,000 | 0.01% | ||
| 27 | ENDURO RTY TR | 18,000 | 64,000 | 0.01% | ||
| 28 | WEATHERFORD INTL PLC | 11,555 | 65,000 | 0.01% | ||
| 29 | ZIOPHARM ONCOLOGY INC | 11,982 | 67,000 | 0.01% | ||
| 30 | ENERPLUS CORP | 10,530 | 67,000 | 0.01% | ||
| 31 | ENSYNC INC | 75,200 | 74,000 | 0.01% | ||
| 32 | Alon USA Energy, Inc. | 10,217 | 82,000 | 0.01% | ||
| 33 | TURQUOISE HILL RES LTD | 28,078 | 83,000 | 0.01% | ||
| 34 | CAPITAL PRODUCT PARTNERS L P | 27,225 | 89,000 | 0.01% | ||
| 35 | GUGGENHEIM ENHANCED EQUITY I | 11,650 | 91,000 | 0.01% | ||
| 36 | COFFEE HLDGS INC | 16,700 | 93,000 | 0.01% | ||
| 37 | SAN JUAN BASIN RTY TR | 16,300 | 96,000 | 0.01% | ||
| 38 | CALAMOS GBL DYN INCOME FUND COM | 13,635 | 102,000 | 0.01% | ||
| 39 | MEMORIAL PRODTN PARTNERS LP | 58,844 | 105,000 | 0.01% | ||
| 40 | EATON VANCE RISK MNGD DIV EQ | 11,600 | 109,000 | 0.01% | ||
| 41 | BLACKROCK ENHANCED EQT DIV T | 13,757 | 109,000 | 0.01% | ||
| 42 | PENNEY J C | 11,900 | 110,000 | 0.01% | ||
| 43 | OMEROS CORP | 10,000 | 112,000 | 0.01% | ||
| 44 | OCEAN BIO CHEM INC | 40,500 | 114,000 | 0.02% | ||
| 45 | PUTNAM MASTER INTER INCOME T | 25,772 | 114,000 | 0.02% | ||
| 46 | VEREIT | 11,064 | 115,000 | 0.02% | ||
| 47 | ORCHID IS CAP INC | 11,193 | 117,000 | 0.02% | ||
| 48 | NUVEEN MUN VALUE FD INC | 11,200 | 119,000 | 0.02% | ||
| 49 | NUVEEN FLTNG RTE INCM OPP FD | 11,400 | 126,000 | 0.02% | ||
| 50 | PENNANTPARK INVT CORP | 17,000 | 128,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000834, filed 2016.11.08).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
