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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $36,957,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,964,289 23,092,000 62.48%
2 Invesco Ltd. 573,208 4,465,000 12.08%
3 BANK OF AMERICA CORP /DE/ 317,447 2,472,000 6.69%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 185,309 1,444,000 3.91%
5 GUGGENHEIM CAPITAL LLC 129,300 1,007,000 2.72%
6 MORGAN STANLEY 104,704 816,000 2.21%
7 Commonwealth Equity Services, Inc 86,599 675,000 1.83%
8 RAYMOND JAMES & ASSOCIATES 69,508 541,000 1.46%
9 UBS Group AG 41,599 324,000 0.88%
10 ROYAL BANK OF CANADA 37,971 296,000 0.80%
11 First Allied Advisory Services, Inc. 34,302 267,000 0.72%
12 InterOcean Capital, LLC 28,560 222,000 0.60%
13 LPL Financial LLC 20,258 158,000 0.43%
14 Sigma Planning Corp 19,402 151,000 0.41%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,181 126,000 0.34%
16 Regis Management CO LLC 15,180 118,000 0.32%
17 BB&T SECURITIES, LLC 13,994 109,000 0.29%
18 Capital Investment Advisors, LLC 13,800 108,000 0.29%
19 Private Advisor Group, LLC 13,634 106,000 0.29%
20 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,650 91,000 0.25%
21 CITADEL ADVISORS LLC 11,113 87,000 0.24%
22 ADVISOR GROUP, INC. 8,600 67,000 0.18%
23 WELLS FARGO & COMPANY/MN 8,407 65,000 0.18%
24 Creative Planning 7,500 58,000 0.16%
25 ENVESTNET ASSET MANAGEMENT INC 5,466 43,000 0.12%
26 MSI Financial Services Inc 4,450 35,000 0.09%
27 IFP ADVISORS, INC 820 6,000 0.02%
28 TCI Wealth Advisors, Inc. 601 5,000 0.01%
29 Tower Research Capital LLC (TRC) 430 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.