| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 5,867,337 | 30,040,000 | 8.58% | ||
| 2 | Oxbow Advisors, LLC | 5,810,669 | 29,751,000 | 8.49% | ||
| 3 | McGowan Group Asset Management, Inc. | 5,378,389 | 27,537,000 | 7.86% | ||
| 4 | TERRIL BROTHERS, INC. | 4,290,936 | 21,970,000 | 6.27% | ||
| 5 | MORGAN STANLEY | 4,229,078 | 21,653,000 | 6.18% | ||
| 6 | Trust Asset Management LLC | 3,347,311 | 17,138,000 | 4.89% | ||
| 7 | 1607 Capital Partners, LLC | 3,305,310 | 16,923,000 | 4.83% | ||
| 8 | STIFEL FINANCIAL CORP | 2,927,156 | 15,000,000 | 4.28% | ||
| 9 | PENN MUTUAL LIFE INSURANCE CO | 2,785,000 | 14,260,000 | 4.07% | ||
| 10 | Invesco Ltd. | 2,710,745 | 13,879,000 | 3.96% | ||
| 11 | WELLS FARGO & COMPANY/MN | 2,438,480 | 12,486,000 | 3.56% | ||
| 12 | Tortoise Investment Management, LLC | 1,946,415 | 9,966,000 | 2.84% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,913,505 | 9,797,000 | 2.80% | ||
| 14 | Saba Capital Management, L.P. | 1,754,944 | 8,985,000 | 2.56% | ||
| 15 | ROYAL BANK OF CANADA | 1,658,354 | 8,491,000 | 2.42% | ||
| 16 | Evanson Asset Management, LLC | 1,196,922 | 6,128,000 | 1.75% | ||
| 17 | LPL Financial LLC | 1,045,070 | 5,288,000 | 1.51% | ||
| 18 | Vident Investment Advisory, LLC | 961,245 | 4,922,000 | 1.41% | ||
| 19 | Arlington Capital Management, Inc. | 961,051 | 4,921,000 | 1.40% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 898,610 | 4,600,000 | 1.31% | ||
| 21 | CITIGROUP INC | 820,905 | 4,203,000 | 1.20% | ||
| 22 | BANK OF MONTREAL /CAN/ | 811,000 | 4,153,000 | 1.19% | ||
| 23 | Janney Montgomery Scott LLC | 689,303 | 3,529,000 | 1.01% | ||
| 24 | Granite Investment Advisors, LLC | 688,405 | 3,525,000 | 1.01% | ||
| 25 | BAR HARBOR TRUST SERVICES | 631,845 | 3,235,000 | 0.92% | ||
| 26 | Commonwealth Equity Services, Inc | 542,047 | 2,775,000 | 0.79% | ||
| 27 | Merriman Wealth Management, LLC | 498,982 | 2,555,000 | 0.73% | ||
| 28 | PRING TURNER CAPITAL GROUP INC | 408,900 | 2,094,000 | 0.60% | ||
| 29 | SeaBridge Investment Advisors LLC | 403,000 | 2,063,000 | 0.59% | ||
| 30 | HUNTINGTON NATIONAL BANK | 398,334 | 2,039,000 | 0.58% | PRN | |
| 31 | THRIVENT FINANCIAL FOR LUTHERANS | 392,617 | 2,010,000 | 0.57% | ||
| 32 | Ancora Advisors LLC | 357,000 | 1,828,000 | 0.52% | ||
| 33 | DOLIVER ADVISORS, LP | 340,562 | 1,744,000 | 0.50% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 272,356 | 1,407,000 | 0.40% | ||
| 35 | CEDAR HILL ASSOCIATES, LLC | 274,525 | 1,406,000 | 0.40% | ||
| 36 | SCOTIA CAPITAL INC. | 255,844 | 1,310,000 | 0.37% | ||
| 37 | WealthTrust Axiom LLC | 246,415 | 1,261,000 | 0.36% | ||
| 38 | US BANCORP \DE\ | 243,497 | 1,246,000 | 0.36% | ||
| 39 | Advisory Services Network, LLC | 241,288 | 1,235,000 | 0.35% | ||
| 40 | Advisors Asset Management, Inc. | 223,863 | 1,146,000 | 0.33% | ||
| 41 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 213,775 | 1,095,000 | 0.31% | ||
| 42 | Mengis Capital Management, Inc. | 163,350 | 836,000 | 0.24% | ||
| 43 | GUGGENHEIM CAPITAL LLC | 162,117 | 830,000 | 0.24% | ||
| 44 | Private Harbour Investment Management & Counsel, LLC | 150,097 | 768,000 | 0.22% | ||
| 45 | ADVISOR GROUP, INC. | 149,835 | 766,000 | 0.22% | ||
| 46 | NWAM LLC | 143,876 | 737,000 | 0.21% | ||
| 47 | NINE MASTS CAPITAL Ltd | 114,657 | 587,000 | 0.17% | ||
| 48 | CARNICK & KUBIK GROUP, LLC | 107,916 | 553,000 | 0.16% | ||
| 49 | PINNACLE ASSOCIATES LTD | 107,850 | 552,000 | 0.16% | ||
| 50 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 105,500 | 540,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
