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Institutional Investment Manager
BELL ROCK CAPITAL LLC
BELL ROCK CAPITAL LLC (CIK: 0001756283). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 362 holdings with a total value of $94,870,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 MAINSTAY MACKAY DEFINEDTERM FD COM 1,000 18,000 0.02%
252 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 2,225 18,000 0.02%
253 SCHLUMBERGER LTD 215 18,000 0.02%
254 SPDR SERIES TRUST 550 17,000 0.02%
255 FRONTIER COMMUNICATIONS CORP 4,942 17,000 0.02%
256 UNITED CANNABIS CORP COM 10,500 17,000 0.02%
257 PROSHARES TR 225 17,000 0.02%
258 SELECT SECTOR SPDR TR 342 17,000 0.02%
259 CATERPILLAR INC 180 17,000 0.02%
260 VANGUARD INDEX FDS 126 17,000 0.02%
261 INVESCO ADVANTAGE MUN INCOME 1,448 16,000 0.02%
262 MONSANTO CO NEW 150 16,000 0.02%
263 FIRST TR EXCHANGE TRADED FD 200 16,000 0.02%
264 CITIGROUPINC 259 15,000 0.02%
265 ABERDEEN GLOBAL INCOME FD IN 1,899 15,000 0.02%
266 HARLEY DAVIDSON INC 257 15,000 0.02%
267 ISHARES TR 132 15,000 0.02%
268 QWEST CORP REDEMPTION $25/SH 9/4/18 611 15,000 0.02%
269 MERRILL LYNCH REDEMPTION $25/SH 6/6/18 600 15,000 0.02%
270 BLACKROCK CORE BD TR 1,185 15,000 0.02%
271 TEVA PHARMACEUTICAL INDS LTD 374 14,000 0.01%
272 UNITED NATURAL FOODSINC 300 14,000 0.01%
273 TOTAL S A 275 14,000 0.01%
274 SOUTHERN CALIF GAS CO PFD 6.0 SER A PERPETUAL 550 14,000 0.01%
275 VANGUARD INTL EQUITY INDEX F 380 14,000 0.01%
276 VODAFONE GROUP PLC NEW 565 14,000 0.01%
277 VANGUARD LONG TERM BOND ETF 152 14,000 0.01%
278 GLAXOSMITHKLINE PLC 364 14,000 0.01%
279 NUVEEN QUALITY MUNCP INCOME 926 13,000 0.01%
280 SPDR MSCI ACWI ETF 195 13,000 0.01%
281 ANNALY CAPITAL MANAGEMENT INC REDEEMED @ $25/SH 8/25/17 500 13,000 0.01%
282 ISHARES TR 229 13,000 0.01%
283 FREEPORT-MCMORAN INC 1,015 13,000 0.01%
284 HAWAIIAN ELEC INDUSTRIES COM 350 12,000 0.01%
285 AMEREN CORP 238 12,000 0.01%
286 CORNING INC 506 12,000 0.01%
287 LOCKHEED MARTIN CORP 50 12,000 0.01%
288 TRAVELERS COMPANIES INC 100 12,000 0.01%
289 ASTRAZENECA PLC 400 11,000 0.01%
290 TIME WARNER INC 107 10,000 0.01%
291 AMERICAN CANNABIS CO INC COM 11,000 10,000 0.01%
292 ISHARES TR 75 10,000 0.01%
293 NUVEEN COM 738 10,000 0.01%
294 SELECT SECTOR SPDR TR 420 10,000 0.01%
295 DEUTSCHE BK CONTINGENT CAP TR TR PFD SEC SER 6.55 400 10,000 0.01%
296 SEARS ROEBUCK ACCEPTANCE PFD 7 CALLABLE MAT 7/14/42 1,000 9,000 0.01%
297 AQUA AMERICA INC 312 9,000 0.01%
298 DOUGLAS EMMETT INC COM 250 9,000 0.01%
299 ISHARES 156 8,000 0.01%
300 METLIFE INC 143 8,000 0.01%
Page 6 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001756283-18-000007, filed 2018.12.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.