| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,860,114 | 39,928,000 | 11.56% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,491,133 | 34,776,000 | 10.07% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,920,640 | 26,812,000 | 7.76% | ||
| 4 | UBS Group AG | 1,816,916 | 25,364,000 | 7.34% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,456,372 | 20,331,000 | 5.89% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 1,313,877 | 18,342,000 | 5.31% | ||
| 7 | Karpus Management, Inc. | 1,246,982 | 17,408,000 | 5.04% | ||
| 8 | 1607 Capital Partners, LLC | 1,108,224 | 15,471,000 | 4.48% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 859,374 | 11,997,000 | 3.47% | ||
| 10 | Advisors Asset Management, Inc. | 746,762 | 10,425,000 | 3.02% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 710,863 | 9,924,000 | 2.87% | ||
| 12 | Invesco Ltd. | 679,408 | 9,485,000 | 2.75% | ||
| 13 | Oxbow Advisors, LLC | 663,545 | 9,263,000 | 2.68% | ||
| 14 | VAN ECK ASSOCIATES CORP | 433,628 | 6,053,000 | 1.75% | ||
| 15 | ROYAL BANK OF CANADA | 424,768 | 5,929,000 | 1.72% | ||
| 16 | JPMORGAN CHASE & CO | 397,396 | 5,548,000 | 1.61% | ||
| 17 | LPL Financial LLC | 349,379 | 4,895,000 | 1.42% | ||
| 18 | HighTower Advisors, LLC | 199,536 | 2,784,000 | 0.81% | ||
| 19 | Tradewinds Capital Management, LLC | 179,915 | 2,512,000 | 0.73% | ||
| 20 | NORTHERN CAPITAL MANAGEMENT LLC | 174,362 | 2,434,000 | 0.70% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 168,921 | 2,357,000 | 0.68% | ||
| 22 | JFS WEALTH ADVISORS, LLC | 168,852 | 2,357,000 | 0.68% | ||
| 23 | NATIONAL PLANNING CORP | 165,320 | 2,303,000 | 0.67% | ||
| 24 | STIFEL FINANCIAL CORP | 163,711 | 2,280,000 | 0.66% | ||
| 25 | Horizon Kinetics LLC | 138,621 | 1,935,000 | 0.56% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 135,504 | 1,892,000 | 0.55% | ||
| 27 | 1832 Asset Management L.P. | 130,000 | 1,815,000 | 0.53% | ||
| 28 | Commonwealth Equity Services, Inc | 125,042 | 1,746,000 | 0.51% | ||
| 29 | Capital Investment Advisors, LLC | 121,204 | 1,692,000 | 0.49% | ||
| 30 | COHEN & STEERS, INC. | 117,591 | 1,642,000 | 0.48% | ||
| 31 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 117,479 | 1,640,000 | 0.47% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 116,650 | 1,628,000 | 0.47% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 109,950 | 1,535,000 | 0.44% | ||
| 34 | VICUS CAPITAL | 108,262 | 1,511,000 | 0.44% | ||
| 35 | FIRST TRUST ADVISORS LP | 104,606 | 1,460,000 | 0.42% | ||
| 36 | Squarepoint Ops LLC | 103,116 | 1,439,000 | 0.42% | ||
| 37 | Stratos Wealth Partners, LTD. | 90,027 | 1,257,000 | 0.36% | ||
| 38 | FIRST FOUNDATION ADVISORS | 87,036 | 1,215,000 | 0.35% | ||
| 39 | GOODWIN DANIEL L | 86,340 | 1,205,000 | 0.35% | ||
| 40 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 85,591 | 1,195,000 | 0.35% | ||
| 41 | Bank of New York Mellon Corp | 84,045 | 1,173,000 | 0.34% | ||
| 42 | Global Endowment Management, LP | 80,295 | 1,121,000 | 0.32% | ||
| 43 | Cambridge Investment Research Advisors, Inc. | 79,332 | 1,107,000 | 0.32% | ||
| 44 | GREAT LAKES ADVISORS, LLC | 75,869 | 1,059,000 | 0.31% | ||
| 45 | BENJAMIN F. EDWARDS & COMPANY, INC. | 73,243 | 1,022,000 | 0.30% | ||
| 46 | PUBLIC SECTOR PENSION INVESTMENT BOARD | 70,000 | 977,000 | 0.28% | ||
| 47 | INVESTMENT CENTERS OF AMERICA INC | 65,899 | 921,000 | 0.27% | ||
| 48 | Private Advisor Group, LLC | 65,257 | 918,000 | 0.27% | ||
| 49 | IFP ADVISORS, INC | 62,758 | 876,000 | 0.25% | ||
| 50 | Shamrock Asset Management LLC | 61,677 | 861,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
