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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $110,788,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 740,001 73,753,000 66.57%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 128,790 12,905,000 11.65%
3 BANK OF AMERICA CORP /DE/ 129,155 12,873,000 11.62%
4 Virtu KCG Holdings LLC 26,755 2,667,000 2.41%
5 First Allied Advisory Services, Inc. 25,314 2,524,000 2.28%
6 ENVESTNET ASSET MANAGEMENT INC 17,023 1,697,000 1.53%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,218 1,417,000 1.28%
8 LPL Financial LLC 5,722 570,000 0.51%
9 GREAT AMERICAN GROUP, INC. 5,574 556,000 0.50%
10 MORGAN STANLEY 5,210 519,000 0.47%
11 ROYAL BANK OF CANADA 3,251 324,000 0.29%
12 LINCOLN NATIONAL CORP 2,591 258,000 0.23%
13 Fusion Investment Group, LLC 2,395 239,000 0.22%
14 UBS Group AG 2,305 230,000 0.21%
15 ASSET PLANNING SERVICES, LTD. 1,258 125,000 0.11%
16 MYCIO WEALTH PARTNERS, LLC 492 49,000 0.04%
17 ALLEGIS INVESTMENT ADVISORS, LLC 400 40,000 0.04%
18 AMERICAN INTERNATIONAL GROUP, INC. 195 19,000 0.02%
19 Capital Advisors, Ltd. LLC 150 15,000 0.01%
20 MSI Financial Services Inc 40 4,000 0.00%
21 D.A. DAVIDSON & CO. 50 4,000 0.00%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.