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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 23 Institutional holders with a total value of $41,861,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 145,623 14,714,000 35.15%
2 O'BRIEN WEALTH PARTNERS LLC 35,936 3,631,000 8.67%
3 HOWLAND CAPITAL MANAGEMENT LLC 34,800 3,517,000 8.40%
4 BANK OF AMERICA CORP /DE/ 32,811 3,316,000 7.92%
5 CEDAR WEALTH MANAGEMENT, LLC 31,011 3,134,000 7.49%
6 Virtu KCG Holdings LLC 28,319 2,862,000 6.84%
7 ENVESTNET ASSET MANAGEMENT INC 21,468 2,169,000 5.18%
8 JANE STREET GROUP, LLC 18,597 1,879,000 4.49%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,411 1,860,000 4.44%
10 UBS Group AG 15,796 1,596,000 3.81%
11 WELLS FARGO & COMPANY/MN 8,106 819,000 1.96%
12 GREAT AMERICAN GROUP, INC. 6,813 688,000 1.64%
13 ROYAL BANK OF CANADA 6,398 646,000 1.54%
14 Capital Advisors, Ltd. LLC 5,635 569,000 1.36%
15 MORGAN STANLEY 1,385 140,000 0.33%
16 ASSET PLANNING SERVICES, LTD. 1,282 130,000 0.31%
17 IFP ADVISORS, INC 642 65,000 0.16%
18 MYCIO WEALTH PARTNERS, LLC 492 50,000 0.12%
19 Advisory Services Network, LLC 361 36,000 0.09%
20 SARGENT BICKHAM LAGUDIS LLC 304 31,000 0.07%
21 MSI Financial Services Inc 60 6,000 0.01%
22 Argentus Capital Management, LLC 30 3,000 0.01%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.