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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 21 Institutional holders with a total value of $32,488,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 157,269 15,650,000 48.17%
2 BANK OF AMERICA CORP /DE/ 50,300 5,022,000 15.46%
3 JANE STREET GROUP, LLC 27,300 2,725,000 8.39%
4 O'BRIEN WEALTH PARTNERS LLC 25,950 2,591,000 7.98%
5 ENVESTNET ASSET MANAGEMENT INC 21,338 2,130,000 6.56%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,238 1,315,000 4.05%
7 ROYAL BANK OF CANADA 5,698 569,000 1.75%
8 LPL Financial LLC 5,556 552,000 1.70%
9 Virtu KCG Holdings LLC 5,147 514,000 1.58%
10 GREAT AMERICAN GROUP, INC. 5,073 506,000 1.56%
11 NATIONAL PLANNING CORP 3,100 310,000 0.95%
12 UBS Group AG 1,775 177,000 0.54%
13 MORGAN STANLEY 1,485 148,000 0.46%
14 ASSET PLANNING SERVICES, LTD. 1,270 127,000 0.39%
15 Capital Advisors, Ltd. LLC 600 60,000 0.18%
16 MYCIO WEALTH PARTNERS, LLC 492 49,000 0.15%
17 SARGENT BICKHAM LAGUDIS LLC 301 30,000 0.09%
18 WELLS FARGO & COMPANY/MN 50 5,000 0.02%
19 D.A. DAVIDSON & CO. 50 4,000 0.01%
20 MSI Financial Services Inc 40 4,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.