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HSBC USA INC PFD SER G
HSBC USA INC PFD SER G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 3 Institutional holders with a total value of $1,786,736.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROOSEVELT INVESTMENT GROUP LLC 39,985 934,000 52.27%
2 RAY GERALD L & ASSOCIATES LTD 33,900 792,000 44.33%
3 MassMutual Private Wealth & Trust, FSB 2,600 60,736 3.40%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.