Dark
Light
System
Security
HSBC USA INC PFD SER G
HSBC USA INC PFD SER G. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 4 Institutional holders with a total value of $1,928,523.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROOSEVELT INVESTMENT GROUP LLC 35,441 800,000 41.48%
2 RAY GERALD L & ASSOCIATES LTD 33,650 760,000 39.41%
3 PNC FINANCIAL SERVICES GROUP, INC. 10,311 233,000 12.08%
4 MassMutual Private Wealth & Trust, FSB 5,900 135,523 7.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.