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HSBC USA INC PFD SER G
HSBC USA INC PFD SER G. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 4 Institutional holders with a total value of $1,967,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROOSEVELT INVESTMENT GROUP LLC 35,836 860,000 43.70%
2 RAY GERALD L & ASSOCIATES LTD 33,650 807,000 41.01%
3 PNC FINANCIAL SERVICES GROUP, INC. 10,311 247,000 12.55%
4 MassMutual Private Wealth & Trust, FSB 2,250 53,978 2.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.