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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 18 Institutional holders with a total value of $138,316,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Curi Capital, LLC 864,000 47,187,000 34.12% Put
2 MENDON CAPITAL ADVISORS CORP 675,000 36,864,000 26.65% Put
3 AVIANCE CAPITAL MANAGEMENT, LLC 472,689 25,813,000 18.66%
4 CYPRESS ASSET MANAGEMENT INC/TX 139,615 7,624,000 5.51%
5 Kingfisher Capital LLC 94,975 5,187,000 3.75%
6 PATTEN & PATTEN INC/TN 56,133 3,065,000 2.22%
7 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 37,173 2,030,000 1.47%
8 NORTH STAR ASSET MANAGEMENT INC 29,545 1,613,000 1.17%
9 KCM INVESTMENT ADVISORS LLC 28,292 1,545,000 1.12%
10 ROTHSCHILD INVESTMENT LLC /IL 26,500 1,447,000 1.05%
11 Reynders McVeigh Capital Management, LLC 25,835 1,411,000 1.02%
12 Curi Capital, LLC 24,907 1,360,000 0.98%
13 CHARTIST INC /CA/ 22,789 1,244,518 0.90%
14 CERITY PARTNERS LLC 15,067 823,000 0.60%
15 DUMONT & BLAKE INVESTMENT ADVISORS LLC 8,125 444,000 0.32%
16 1834 INVESTMENT ADVISORS CO 6,468 353,000 0.26%
17 CABOT WEALTH MANAGEMENT INC 4,711 257,000 0.19%
18 Bollard Group LLC 892 49,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.