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ASTORIA FINL CORPORATION
ASTORIA FINL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 165 Institutional holders with a total value of $1,071,653,637.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 9,785,354 131,613,000 12.28%
2 FMR LLC 9,274,999 124,749,000 11.64%
3 DIMENSIONAL FUND ADVISORS LP 6,744,554 90,715,000 8.46%
4 VANGUARD GROUP INC 5,411,271 72,782,000 6.79%
5 Clearbridge Investments, LLC 4,316,262 58,054,000 5.42%
6 EARNEST PARTNERS LLC 4,295,204 57,770,000 5.39%
7 BlackRock Fund Advisors 3,672,193 49,391,000 4.61%
8 STATE STREET CORP 2,723,784 36,636,000 3.42%
9 BlackRock Institutional Trust Company, N.A. 2,665,282 35,848,000 3.35%
10 DEPRINCE RACE & ZOLLO INC 2,405,281 32,351,000 3.02%
11 MUNDER CAPITAL MANAGEMENT 2,187,835 29,427,000 2.75%
12 NORTHERN TRUST CORP 2,061,478 27,727,000 2.59%
13 RUSSELL FRANK CO/ 2,053,501 26,491,000 2.47%
14 CITADEL ADVISORS LLC 1,246,117 16,761,000 1.56%
15 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,174,223 15,793,000 1.47%
16 PRUDENTIAL PLC 1,097,900 14,767,000 1.38%
17 Bank of New York Mellon Corp 1,076,531 14,479,000 1.35%
18 NORGES BANK 901,445 12,124,000 1.13%
19 AMERICAN CENTURY COMPANIES INC 793,076 10,667,000 1.00%
20 MANAGED ACCOUNT ADVISORS LLC 775,678 10,433,000 0.97%
21 HENNESSY ADVISORS INC 750,000 10,088,000 0.94%
22 NEW YORK STATE COMMON RETIREMENT FUND 718,100 9,658,000 0.90%
23 BANK OF AMERICA CORP /DE/ 573,439 7,713,000 0.72%
24 Hutchin Hill Capital, LP 550,000 7,398,000 0.69%
25 AMERIPRISE FINANCIAL INC 528,631 7,110,000 0.66%
26 Smith, Graham & Co., Investment Advisors, LP 506,457 6,812,000 0.64%
27 RENAISSANCE TECHNOLOGIES LLC 485,450 6,529,000 0.61%
28 GEODE CAPITAL MANAGEMENT, LLC 481,398 6,474,000 0.60%
29 BlackRock Investment Management, LLC 471,567 6,343,000 0.59%
30 MORGAN STANLEY 442,920 5,957,000 0.56%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 396,360 5,331,000 0.50%
32 WELLS FARGO & COMPANY/MN 391,853 5,271,000 0.49%
33 Brandywine Global Investment Management, LLC 387,679 5,215,000 0.49%
34 Capital Investment Advisors, LLC 342,153 4,917,000 0.46%
35 DEUTSCHE BANK AG\ 341,145 4,587,000 0.43%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 323,820 4,356,000 0.41%
37 SEIZERT CAPITAL PARTNERS, LLC 304,682 4,098,000 0.38%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 277,374 3,731,000 0.35%
39 Richard Bernstein Advisors LLC 259,312 3,488,000 0.33%
40 BRIDGEWAY CAPITAL MANAGEMENT, LLC 233,000 3,134,000 0.29%
41 Nationwide Fund Advisors 227,878 3,065,000 0.29%
42 AMERICAN INTERNATIONAL GROUP, INC. 223,665 3,008,294 0.28%
43 PRINCIPAL FINANCIAL GROUP INC 222,247 2,989,000 0.28%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 212,024 2,852,000 0.27%
45 LOS ANGELES CAPITAL MANAGEMENT LLC 203,592 2,738,000 0.26%
46 STEVENS CAPITAL MANAGEMENT LP 182,726 2,458,000 0.23%
47 COMERICA BANK 177,261 2,384,000 0.22%
48 MALTESE CAPITAL MANAGEMENT LLC 175,000 2,354,000 0.22%
49 RHUMBLINE ADVISERS 168,937 2,272,000 0.21%
50 ALLIANCEBERNSTEIN L.P. 164,995 2,219,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.