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BROADWAY FINL CORP DEL
BROADWAY FINL CORP DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 7 Institutional holders with a total value of $1,234,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GRACE & WHITE INC /NY 861,019 1,205,000 97.65%
2 WEDBUSH SECURITIES INC 19,596 27,000 2.19%
3 UBS AG 935 1,000 0.08%
4 Ground Swell Capital, LLC 469 1,000 0.08%
5 MORGAN STANLEY 364 0 0.00%
6 Tower Research Capital LLC (TRC) 118 0 0.00%
7 BANK OF AMERICA CORP /DE/ 213 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.