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BROADWAY FINL CORP DEL
BROADWAY FINL CORP DEL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 6 Institutional holders with a total value of $2,784,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GRACE & WHITE INC /NY 1,345,776 2,032,000 72.99%
2 US BANCORP \DE\ 375,001 566,000 20.33%
3 WEDBUSH SECURITIES INC 122,463 185,000 6.65%
4 UBS Group AG 752 1,000 0.04%
5 MORGAN STANLEY 368 0 0.00%
6 Tower Research Capital LLC (TRC) 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.