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BROADWAY FINL CORP DEL
BROADWAY FINL CORP DEL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 6 Institutional holders with a total value of $2,273,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GRACE & WHITE INC /NY 1,345,776 1,763,000 77.56%
2 US BANCORP \DE\ 375,001 491,000 21.60%
3 WEDBUSH SECURITIES INC 10,596 14,000 0.62%
4 UBS Group AG 2,693 4,000 0.18%
5 Tower Research Capital LLC (TRC) 906 1,000 0.04%
6 MORGAN STANLEY 367 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.