| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | INTEGRATED WEALTH MANAGEMENT | 3,000 | 3,000 | 0.00% | ||
| 2 | Hanson & Doremus Investment Management | 410 | 5,000 | 0.00% | ||
| 3 | Jefferies Group LLC | 8,000 | 8,000 | 0.00% | PRN | |
| 4 | Waverly Advisors, LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 5 | M&T BANK CORP | 26,000 | 26,000 | 0.01% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 29,000 | 29,000 | 0.01% | PRN | |
| 7 | Commonwealth Equity Services, Inc | 32,000 | 32,000 | 0.01% | ||
| 8 | AMERIPRISE FINANCIAL INC | 47,000 | 47,000 | 0.01% | PRN | |
| 9 | UBS Group AG | 67,000 | 58,000 | 0.02% | PRN | |
| 10 | TDAM USA INC. | 76,000 | 75,000 | 0.02% | ||
| 11 | BlackRock Fund Advisors | 100,000 | 86,000 | 0.03% | PRN | |
| 12 | AGF INVESTMENTS INC. | 175,000 | 173,000 | 0.05% | PRN | |
| 13 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 3,000 | 298,000 | 0.09% | ||
| 14 | DEUTSCHE BANK AG\ | 401,000 | 344,000 | 0.10% | Put | PRN |
| 15 | CITIGROUP INC | 418,000 | 416,000 | 0.12% | PRN | |
| 16 | CREDIT AGRICOLE S A | 445,000 | 441,000 | 0.13% | PRN | |
| 17 | FIRST TRUST ADVISORS LP | 527,000 | 524,000 | 0.16% | ||
| 18 | BRAVE ASSET MANAGEMENT INC | 650,000 | 644,000 | 0.19% | ||
| 19 | Horizon Kinetics LLC | 650,000 | 644,000 | 0.19% | PRN | |
| 20 | WELLINGTON MANAGEMENT GROUP LLP | 778,000 | 771,000 | 0.23% | PRN | |
| 21 | Western Asset Management Company, LLC | 1,000,000 | 996,000 | 0.30% | PRN | |
| 22 | MORGAN STANLEY | 1,134,000 | 1,128,000 | 0.34% | PRN | |
| 23 | Zurcher Kantonalbank (Zurich Cantonalbank) | 2,000,000 | 1,986,000 | 0.59% | PRN | |
| 24 | Calamos Advisors LLC | 2,000,000 | 1,988,000 | 0.59% | PRN | |
| 25 | Bank of New York Mellon Corp | 2,000,000 | 1,992,000 | 0.60% | ||
| 26 | PIPER SANDLER & CO. | 2,595,000 | 2,232,000 | 0.67% | PRN | |
| 27 | JPMORGAN CHASE & CO | 2,866,000 | 2,465,000 | 0.74% | PRN | |
| 28 | TENOR CAPITAL MANAGEMENT Co., L.P. | 2,476,000 | 2,476,000 | 0.74% | PRN | |
| 29 | THRIVENT FINANCIAL FOR LUTHERANS | 2,500,000 | 2,488,000 | 0.74% | ||
| 30 | Invesco Ltd. | 3,000,000 | 2,970,000 | 0.89% | ||
| 31 | Ionic Capital Management LLC | 3,000,000 | 2,993,000 | 0.90% | PRN | |
| 32 | BAR HARBOR TRUST SERVICES | 3,095,000 | 3,064,000 | 0.92% | PRN | |
| 33 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 4,320,000 | 4,303,000 | 1.29% | PRN | |
| 34 | Castle Creek Arbitrage, LLC | 5,219,000 | 5,196,000 | 1.55% | PRN | |
| 35 | CAPSTONE INVESTMENT ADVISORS, LLC | 5,500,000 | 5,468,000 | 1.64% | ||
| 36 | GOLDMAN SACHS GROUP INC | 7,657,000 | 7,580,000 | 2.27% | PRN | |
| 37 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 10,000,000 | 9,970,000 | 2.98% | PRN | |
| 38 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 10,400,000 | 10,296,000 | 3.08% | PRN | |
| 39 | WELLS FARGO & COMPANY/MN | 10,423,000 | 10,318,000 | 3.09% | PRN | |
| 40 | DEUTSCHE BANK AG\ | 12,323,000 | 10,597,000 | 3.17% | PRN | |
| 41 | ROYAL BANK OF CANADA | 12,278,000 | 12,052,000 | 3.61% | PRN | |
| 42 | KILLEN GROUP INC | 13,150,000 | 13,018,000 | 3.89% | PRN | |
| 43 | LOOMIS SAYLES & CO L P | 1,705,095 | 19,046,000 | 5.70% | ||
| 44 | BBT Capital Management, LLC | 19,171,000 | 19,099,000 | 5.71% | PRN | |
| 45 | ONTARIO TEACHERS PENSION PLAN BOARD | 35,239,000 | 35,063,000 | 10.49% | PRN | |
| 46 | TD ASSET MANAGEMENT INC | 37,099,000 | 36,914,000 | 11.04% | ||
| 47 | Hudson Bay Capital Management LP | 37,069,000 | 36,945,000 | 11.05% | PRN | |
| 48 | RIVERHEAD CAPITAL MANAGEMENT LLC | 67,000,000 | 66,959,000 | 20.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
