| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 353,000 | 304,000 | 61.17% | PRN | |
| 2 | CITIGROUP INC | 106,000 | 65,000 | 13.08% | PRN | |
| 3 | MORGAN STANLEY | 43,000 | 43,000 | 8.65% | PRN | |
| 4 | Commonwealth Equity Services, Inc | 39,000 | 39,000 | 7.85% | ||
| 5 | STIFEL FINANCIAL CORP | 25,000 | 25,000 | 5.03% | PRN | |
| 6 | BANK OF AMERICA CORP /DE/ | 10,000 | 9,000 | 1.81% | PRN | |
| 7 | CRIBSTONE CAPITAL MANAGEMENT, LLC | 5,000 | 5,000 | 1.01% | ||
| 8 | ROYAL BANK OF CANADA | 7,000 | 4,000 | 0.80% | PRN | |
| 9 | WELLS FARGO & COMPANY/MN | 3,000 | 3,000 | 0.60% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
