| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 338,162 | 7,737,000 | 68.33% | ||
| 2 | WELLS FARGO & COMPANY/MN | 87,768 | 2,008,000 | 17.73% | ||
| 3 | LPL Financial LLC | 24,312 | 556,000 | 4.91% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 16,010 | 366,000 | 3.23% | ||
| 5 | FolioMetrix LLC | 11,320 | 341,000 | 3.01% | ||
| 6 | NEW ENGLAND SECURITIES CORP /MA/ | 10,340 | 237,000 | 2.09% | ||
| 7 | ASSETMARK, INC | 1,345 | 31,000 | 0.27% | ||
| 8 | UBS Group AG | 1,366 | 31,000 | 0.27% | ||
| 9 | WFG Advisors, LP | 504 | 12,000 | 0.11% | ||
| 10 | Simplicity Solutions, LLC | 167 | 3,821 | 0.03% | ||
| 11 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
