| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 440,046 | 11,723,000 | 79.58% | ||
| 2 | WELLS FARGO & COMPANY/MN | 98,505 | 2,624,000 | 17.81% | ||
| 3 | SANDLER CAPITAL MANAGEMENT | 11,000 | 293,000 | 1.99% | ||
| 4 | ASSETMARK, INC | 1,345 | 36,000 | 0.24% | ||
| 5 | UBS AG | 610 | 16,000 | 0.11% | ||
| 6 | BANK OF MONTREAL /CAN/ | 500 | 13,000 | 0.09% | ||
| 7 | WFG Advisors, LP | 504 | 13,000 | 0.09% | ||
| 8 | NEW ENGLAND SECURITIES CORP /MA/ | 400 | 11,000 | 0.07% | ||
| 9 | ENVESTNET ASSET MANAGEMENT INC | 97 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
