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PROSPECT CAPITAL CORPORATION
PROSPECT CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 10 Institutional holders with a total value of $13,601,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Veritable, L.P. 10,000 74,000 0.54% Put
2 Veritable, L.P. 23,603 174,000 1.28%
3 Ancora Advisors LLC 27,000 199,000 1.46%
4 American National Registered Investment Advisor, Inc. 54,700 403,000 2.96%
5 SELZ CAPITAL LLC 60,000 442,000 3.25%
6 AMERICAN NATIONAL INSURANCE CO 93,825 691,000 5.08%
7 SVB WEALTH LLC 113,700 838,000 6.16%
8 Selway Asset Management 442,835 3,264,000 24.00%
9 Camelot Portfolios, LLC 472,572 3,483,000 25.61%
10 SUMMIT CAPITAL MANAGEMENT LLC 547,269 4,033,000 29.65%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.