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PROSPECT CAPITAL CORPORATION
PROSPECT CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 5 Institutional holders with a total value of $2,585,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN NATIONAL INSURANCE CO 93,825 734,000 28.39%
2 ROTHSCHILD INVESTMENT LLC /IL 91,000 712,000 27.54%
3 JAMES INVESTMENT RESEARCH, INC. 56,180 439,000 16.98%
4 American National Registered Investment Advisor, Inc. 54,700 428,000 16.56%
5 Selway Asset Management 34,818 272,000 10.52%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.