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PROSPECT CAPITAL CORPORATION
PROSPECT CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 6 Institutional holders with a total value of $7,609,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUMMIT CAPITAL MANAGEMENT LLC 618,693 4,318,000 56.75%
2 Selway Asset Management 188,935 1,319,000 17.33%
3 AMERICAN NATIONAL INSURANCE CO 93,825 655,000 8.61%
4 ROTHSCHILD INVESTMENT LLC /IL 76,754 536,000 7.04%
5 Veritable, L.P. 57,220 399,000 5.24%
6 American National Registered Investment Advisor, Inc. 54,700 382,000 5.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.