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PROSPECT CAPITAL CORPORATION
PROSPECT CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 6 Institutional holders with a total value of $2,807,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUMMIT CAPITAL MANAGEMENT LLC 100,653 732,000 26.08%
2 AMERICAN NATIONAL INSURANCE CO 93,825 682,000 24.30%
3 ROTHSCHILD INVESTMENT LLC /IL 91,000 662,000 23.58%
4 American National Registered Investment Advisor, Inc. 54,700 398,000 14.18%
5 Selway Asset Management 34,818 253,000 9.01%
6 SignalPoint Asset Management, LLC 11,004 80,000 2.85%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.