| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 117,241 | 3,604,000 | 32.13% | ||
| 2 | BEACON TRUST CO | 104,019 | 3,198,000 | 28.51% | ||
| 3 | ROYAL BANK OF CANADA | 41,447 | 1,274,000 | 11.36% | ||
| 4 | Efficient Advisors, LLC | 25,485 | 783,000 | 6.98% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,370 | 626,000 | 5.58% | ||
| 6 | JANE STREET GROUP, LLC | 20,010 | 615,000 | 5.48% | ||
| 7 | LPL Financial LLC | 17,998 | 544,000 | 4.85% | ||
| 8 | NEXT Financial Group, Inc | 13,436 | 413,000 | 3.68% | ||
| 9 | MORGAN STANLEY | 2,428 | 75,000 | 0.67% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 2,360 | 72,546 | 0.65% | ||
| 11 | BANK OF MONTREAL /CAN/ | 317 | 10,000 | 0.09% | ||
| 12 | MSI Financial Services Inc | 91 | 3,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
