| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 265,896 | 8,219,000 | 58.45% | ||
| 2 | Efficient Advisors, LLC | 88,966 | 2,750,000 | 19.56% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,571 | 976,000 | 6.94% | ||
| 4 | JPMORGAN CHASE & CO | 23,798 | 736,000 | 5.23% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,987 | 401,000 | 2.85% | ||
| 6 | LPL Financial LLC | 8,855 | 281,000 | 2.00% | ||
| 7 | NATIONAL PLANNING CORP | 7,031 | 230,000 | 1.64% | ||
| 8 | NEXT Financial Group, Inc | 4,515 | 139,000 | 0.99% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 3,649 | 113,000 | 0.80% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 3,436 | 106,000 | 0.75% | ||
| 11 | MORGAN STANLEY | 2,804 | 87,000 | 0.62% | ||
| 12 | ROYAL BANK OF CANADA | 378 | 12,000 | 0.09% | ||
| 13 | BANK OF MONTREAL /CAN/ | 323 | 10,000 | 0.07% | ||
| 14 | MSI Financial Services Inc | 58 | 2,000 | 0.01% | ||
| 15 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
