| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ASSETMARK, INC | 202,320 | 6,378,000 | 42.33% | ||
| 2 | Efficient Advisors, LLC | 111,005 | 3,500,000 | 23.23% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,346 | 1,240,000 | 8.23% | ||
| 4 | JANE STREET GROUP, LLC | 28,024 | 883,000 | 5.86% | ||
| 5 | JPMORGAN CHASE & CO | 23,798 | 750,000 | 4.98% | ||
| 6 | LPL Financial LLC | 22,102 | 685,000 | 4.55% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,663 | 620,000 | 4.11% | ||
| 8 | CITADEL ADVISORS LLC | 16,033 | 505,000 | 3.35% | ||
| 9 | NEXT Financial Group, Inc | 4,536 | 143,000 | 0.95% | ||
| 10 | MORGAN STANLEY | 3,490 | 110,000 | 0.73% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 3,436 | 108,000 | 0.72% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 3,136 | 99,000 | 0.66% | ||
| 13 | UBS Group AG | 1,052 | 33,000 | 0.22% | ||
| 14 | BANK OF MONTREAL /CAN/ | 325 | 10,000 | 0.07% | ||
| 15 | Tower Research Capital LLC (TRC) | 94 | 3,000 | 0.02% | ||
| 16 | MSI Financial Services Inc | 1 | 0 | 0.00% | ||
| 17 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 18 | BlackRock Finance, Inc. | 12 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
