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BLACKROCK ENERGY & RES TR COM
BLACKROCK ENERGY & RES TR COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 54 Institutional holders with a total value of $57,769,991.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 872,888 12,028,000 20.82%
2 CONNING INC. 551,382 7,598,000 13.15%
3 Invesco Ltd. 419,321 5,778,000 10.00%
4 First Allied Advisory Services, Inc. 286,589 3,921,000 6.79%
5 WELLS FARGO & COMPANY/MN 256,407 3,533,000 6.12%
6 BANK OF AMERICA CORP /DE/ 243,095 3,350,000 5.80%
7 GUGGENHEIM CAPITAL LLC 196,833 2,713,000 4.70%
8 LPL Financial LLC 174,553 2,578,000 4.46%
9 Northside Capital Management, LLC 184,592 2,544,000 4.40%
10 UBS Group AG 159,468 2,197,000 3.80%
11 Advisors Asset Management, Inc. 155,673 2,145,000 3.71%
12 WOLVERINE ASSET MANAGEMENT LLC 109,998 1,515,000 2.62%
13 Altavista Wealth Management, Inc. 95,122 1,311,000 2.27%
14 ROYAL BANK OF CANADA 85,457 1,178,000 2.04%
15 RAYMOND JAMES & ASSOCIATES 61,241 844,000 1.46%
16 Raymond James Financial Services Advisors, Inc. 36,137 498,000 0.86%
17 Janney Montgomery Scott LLC 32,441 447,000 0.77%
18 PNC FINANCIAL SERVICES GROUP, INC. 28,600 394,000 0.68%
19 STIFEL FINANCIAL CORP 24,765 341,000 0.59%
20 CSS LLC/IL 24,438 337,000 0.58%
21 BB&T SECURITIES, LLC 20,114 277,000 0.48%
22 Commonwealth Equity Services, Inc 18,226 251,000 0.43%
23 Prospera Financial Services Inc 18,150 250,000 0.43%
24 HighTower Advisors, LLC 17,601 245,000 0.42%
25 BAIRD FINANCIAL GROUP, INC. 17,133 236,000 0.41%
26 RAYMOND JAMES TRUST N.A. 13,950 192,000 0.33%
27 INVESTMENT CENTERS OF AMERICA INC 12,361 171,000 0.30%
28 Bison Wealth, LLC 11,549 158,000 0.27%
29 MSI Financial Services Inc 10,177 140,000 0.24%
30 AMERICAN INTERNATIONAL GROUP, INC. 7,766 107,000 0.19%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,339 88,000 0.15%
32 Creative Planning 4,689 65,000 0.11%
33 Carnick & Kubik, LLC 3,700 50,986 0.09%
34 Cable Hill Partners, LLC 3,000 42,000 0.07%
35 Waverly Advisors, LLC 2,811 39,000 0.07%
36 D.A. DAVIDSON & CO. 2,725 37,000 0.06%
37 First Horizon Advisors, Inc. 2,600 36,000 0.06%
38 CITIGROUP INC 1,795 25,000 0.04%
39 US BANCORP \DE\ 1,500 21,000 0.04%
40 Cordasco Financial Network 1,304 18,000 0.03%
41 AlphaMark Advisors, LLC 1,000 14,000 0.02%
42 WFG Advisors, LP 500 7,000 0.01%
43 Pinnacle Summer Investments, Inc. 462 6,000 0.01%
44 Beacon Capital Management, Inc. 456 6,000 0.01%
45 DEUTSCHE BANK AG\ 391 5,000 0.01%
46 People's United Financial, Inc. 369 5,000 0.01%
47 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 4,000 0.01%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 300 4,000 0.01%
49 Allworth Financial LP 325 4,000 0.01%
50 Joel Isaacson & Co., LLC 298 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.