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BLACKROCK ENERGY & RES TR COM
BLACKROCK ENERGY & RES TR COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 67 Institutional holders with a total value of $62,625,762.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,064,542 15,372,000 24.55%
2 Invesco Ltd. 432,909 6,251,000 9.98%
3 BANK OF AMERICA CORP /DE/ 247,470 3,573,000 5.71%
4 Advisors Asset Management, Inc. 226,049 3,264,000 5.21%
5 ROYAL BANK OF CANADA 216,520 3,126,000 4.99%
6 WELLS FARGO & COMPANY/MN 198,938 2,872,000 4.59%
7 CONNING INC. 165,348 2,388,000 3.81%
8 RAYMOND JAMES & ASSOCIATES 155,492 2,245,000 3.58%
9 LPL Financial LLC 150,577 2,204,000 3.52%
10 Northside Capital Management, LLC 143,098 2,066,000 3.30%
11 UBS Group AG 137,780 1,990,000 3.18%
12 CITIGROUP INC 136,372 1,969,000 3.14%
13 Altavista Wealth Management, Inc. 113,981 1,646,000 2.63%
14 1832 Asset Management L.P. 100,869 1,457,000 2.33%
15 FIRST MANHATTAN CO. LLC. 90,000 1,299,000 2.07%
16 GUGGENHEIM CAPITAL LLC 64,706 934,000 1.49%
17 Raymond James Financial Services Advisors, Inc. 62,988 910,000 1.45%
18 STIFEL FINANCIAL CORP 62,004 888,000 1.42%
19 Janney Montgomery Scott LLC 54,363 785,000 1.25%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 45,643 659,000 1.05%
21 NINE MASTS CAPITAL Ltd 38,566 557,000 0.89%
22 Cetera Advisor Networks LLC 34,721 501,000 0.80%
23 Laurion Capital Management LP 34,485 498,000 0.80%
24 Dana Investment Advisors, Inc. 29,889 432,000 0.69%
25 Prospera Financial Services Inc 27,700 400,000 0.64%
26 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 26,425 382,000 0.61%
27 CSS LLC/IL 26,121 377,000 0.60%
28 Commonwealth Equity Services, Inc 22,138 320,000 0.51%
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,081 319,000 0.51%
30 DOLIVER ADVISORS, LP 17,063 246,000 0.39%
31 MSI Financial Services Inc 15,951 231,000 0.37%
32 Virtu KCG Holdings LLC 14,851 214,000 0.34%
33 CORNERSTONE ADVISORS INC 14,300 206,000 0.33%
34 HighTower Advisors, LLC 14,316 206,000 0.33%
35 BAIRD FINANCIAL GROUP, INC. 13,934 201,000 0.32%
36 RAYMOND JAMES TRUST N.A. 12,475 180,000 0.29%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,780 170,000 0.27%
38 IFP ADVISORS, INC 11,662 168,000 0.27%
39 DAVENPORT & Co LLC 11,200 161,000 0.26%
40 Cambridge Investment Research Advisors, Inc. 11,149 161,000 0.26%
41 STRATEGIC FINANCIAL GROUP, LLC 10,207 147,000 0.23% PRN
42 GENEOS WEALTH MANAGEMENT INC. 7,663 110,000 0.18%
43 First Horizon Advisors, Inc. 5,200 75,000 0.12%
44 ADVISOR GROUP, INC. 4,909 71,000 0.11%
45 D.A. DAVIDSON & CO. 4,350 62,000 0.10%
46 Creative Planning 4,256 61,000 0.10%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,894 42,000 0.07%
48 ROBLE, BELKO & COMPANY, INC 2,647 38,000 0.06%
49 IHT WEALTH MANAGEMENT, LLC 1,951 29,000 0.05%
50 PNC FINANCIAL SERVICES GROUP, INC. 1,702 24,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.