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BLACKROCK ENERGY & RES TR COM
BLACKROCK ENERGY & RES TR COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 56 Institutional holders with a total value of $57,739,079.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,087,109 15,742,000 27.26%
2 Invesco Ltd. 488,727 7,077,000 12.26%
3 Advisors Asset Management, Inc. 231,442 3,351,000 5.80%
4 BANK OF AMERICA CORP /DE/ 217,265 3,145,000 5.45%
5 WELLS FARGO & COMPANY/MN 195,084 2,825,000 4.89%
6 ROYAL BANK OF CANADA 168,658 2,442,000 4.23%
7 CONNING INC. 163,867 2,373,000 4.11%
8 RAYMOND JAMES & ASSOCIATES 140,534 2,035,000 3.52%
9 Northside Capital Management, LLC 139,361 2,018,000 3.50%
10 UBS Group AG 139,143 2,015,000 3.49%
11 LPL Financial LLC 132,214 1,893,000 3.28%
12 Altavista Wealth Management, Inc. 117,779 1,705,000 2.95%
13 1832 Asset Management L.P. 100,299 1,452,000 2.51%
14 FIRST MANHATTAN CO. LLC. 90,000 1,303,000 2.26%
15 STIFEL FINANCIAL CORP 65,319 937,000 1.62%
16 Raymond James Financial Services Advisors, Inc. 63,563 920,000 1.59%
17 Cetera Advisor Networks LLC 62,422 904,000 1.57%
18 GUGGENHEIM CAPITAL LLC 50,400 730,000 1.26%
19 Janney Montgomery Scott LLC 47,860 693,000 1.20%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 45,643 661,000 1.14%
21 Dana Investment Advisors, Inc. 27,747 402,000 0.70%
22 Prospera Financial Services Inc 27,100 392,000 0.68%
23 CSS LLC/IL 25,865 375,000 0.65%
24 ROWLAND CARMICHAEL ADVISORS INC /ADV 23,000 333,000 0.58%
25 Commonwealth Equity Services, Inc 20,482 297,000 0.51%
26 RAYMOND JAMES TRUST N.A. 14,975 217,000 0.38%
27 MSI Financial Services Inc 14,687 213,000 0.37%
28 HighTower Advisors, LLC 14,305 206,000 0.36%
29 BAIRD FINANCIAL GROUP, INC. 14,215 206,000 0.36%
30 DAVENPORT & Co LLC 11,900 172,312 0.30%
31 IFP ADVISORS, INC 9,751 141,000 0.24%
32 GENEOS WEALTH MANAGEMENT INC. 7,613 110,000 0.19%
33 First Horizon Advisors, Inc. 5,200 75,000 0.13%
34 Creative Planning 4,961 72,000 0.12%
35 D.A. DAVIDSON & CO. 4,100 59,000 0.10%
36 ADVISOR GROUP, INC. 3,815 55,000 0.10%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,073 44,000 0.08%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,629 23,000 0.04%
39 Cordasco Financial Network 1,287 18,000 0.03%
40 ROBLE, BELKO & COMPANY, INC 1,200 17,000 0.03%
41 BALDWIN WEALTH PARTNERS LLC/MA 1,000 14,000 0.02%
42 AlphaMark Advisors, LLC 1,000 14,000 0.02% SH
43 US BANCORP \DE\ 921 13,000 0.02%
44 JACOBI CAPITAL MANAGEMENT LLC 731 10,000 0.02%
45 WFG Advisors, LP 500 7,000 0.01%
46 Beacon Capital Management, Inc. 466 7,000 0.01%
47 PNC FINANCIAL SERVICES GROUP, INC. 494 7,000 0.01%
48 SEI INVESTMENTS CO 400 6,000 0.01%
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 5,000 0.01%
50 Edge Wealth Management LLC 175 3,000 0.01% SH
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.