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SPDR DOW JONES INDUSTRIAL
SPDR DOW JONES INDUSTRIAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $21,922,207.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisor Networks LLC 29,669 4,870,000 22.21%
2 Pinnacle Holdings, LLC 27,192 4,466,068 20.37%
3 Livingston Group Asset Management CO (operating as Southport Capital Management) 13,340 2,191,000 9.99%
4 Tufton Capital Management 9,804 1,610,000 7.34%
5 Cetera Advisors LLC 7,776 1,276,000 5.82%
6 KCM INVESTMENT ADVISORS LLC 7,094 1,165,000 5.31%
7 GAMBLE JONES INVESTMENT COUNSEL 6,403 1,052,000 4.80%
8 Narwhal Capital Management 5,750 944,000 4.31%
9 Veritable, L.P. 4,761 782,000 3.57%
10 SOL Capital Management CO 3,500 575,000 2.62%
11 OARSMAN CAPITAL, INC. 3,443 565,000 2.58%
12 QCI ASSET MANAGEMENT INC/NY 2,958 486,000 2.22%
13 DOWLING & YAHNKE LLC 2,905 477,000 2.18%
14 SCHNIEDERS CAPITAL MANAGEMENT LLC 2,228 366,000 1.67%
15 PARSONS CAPITAL MANAGEMENT INC/RI 1,893 311,000 1.42%
16 CIM, LLC 1,870 307,000 1.40%
17 Benchmark Capital Advisors 1,475 242,000 1.10%
18 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 658 108,000 0.49%
19 Vigilant Capital Management, LLC 320 53,000 0.24%
20 Boston Common Asset Management, LLC 250 41,000 0.19%
21 EFG Private Wealth Management (Americas) Corp. 131 22,000 0.10%
22 CHILTON CAPITAL MANAGEMENT LLC 80 13,139 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.