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SPDR DOW JONES INDUSTRIAL
SPDR DOW JONES INDUSTRIAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 23 Institutional holders with a total value of $42,833,198.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Oxbow Advisors, LLC 113,726 19,093,000 44.58%
2 Cetera Advisor Networks LLC 28,045 4,711,000 11.00%
3 Pinnacle Holdings, LLC 26,737 4,488,803 10.48%
4 Livingston Group Asset Management CO (operating as Southport Capital Management) 13,100 2,199,000 5.13%
5 Tufton Capital Management 9,734 1,634,000 3.81%
6 Cetera Advisors LLC 9,630 1,619,000 3.78%
7 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 8,398 1,410,000 3.29%
8 KCM INVESTMENT ADVISORS LLC 7,355 1,235,000 2.88%
9 GAMBLE JONES INVESTMENT COUNSEL 6,403 1,075,000 2.51%
10 Narwhal Capital Management 5,750 965,000 2.25%
11 Veritable, L.P. 5,291 888,000 2.07%
12 SOL Capital Management CO 3,400 571,000 1.33%
13 OARSMAN CAPITAL, INC. 3,243 544,000 1.27%
14 DOWLING & YAHNKE LLC 2,850 478,000 1.12%
15 QCI ASSET MANAGEMENT INC/NY 2,570 431,000 1.01%
16 SCHNIEDERS CAPITAL MANAGEMENT LLC 2,274 382,000 0.89%
17 PARSONS CAPITAL MANAGEMENT INC/RI 1,918 322,000 0.75%
18 CIM, LLC 1,870 314,000 0.73%
19 Benchmark Capital Advisors 1,475 248,000 0.58%
20 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 748 126,000 0.29%
21 Vigilant Capital Management, LLC 320 54,000 0.13%
22 Boston Common Asset Management, LLC 218 37,000 0.09%
23 Clarkston Capital Partners, LLC 50 8,395 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.