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SPDR DOW JONES INDUSTRIAL
SPDR DOW JONES INDUSTRIAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $80,769,227.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KEELEY ASSET MANAGEMENT CORP 1,040 205,000 0.25%
2 Ancora Advisors LLC 1,355 268,000 0.33%
3 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,568 310,000 0.38%
4 QCI ASSET MANAGEMENT INC/NY 1,630 322,000 0.40%
5 CIM, LLC 1,940 383,000 0.47%
6 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 2,076 410,000 0.51%
7 Integre Asset Management, LLC 2,408 476,000 0.59%
8 SignalPoint Asset Management, LLC 2,893 572,000 0.71%
9 InterOcean Capital, LLC 3,554 702,000 0.87%
10 Evercore Wealth Management, LLC 3,680 727,000 0.90%
11 DOWLING & YAHNKE LLC 4,215 833,000 1.03%
12 SOL Capital Management CO 5,370 1,061,000 1.31%
13 KCM INVESTMENT ADVISORS LLC 5,371 1,061,000 1.31%
14 GAMBLE JONES INVESTMENT COUNSEL 6,918 1,366,000 1.69%
15 Narwhal Capital Management 7,750 1,531,000 1.90%
16 Veritable, L.P. 10,000 1,975,000 2.45% Put
17 Livingston Group Asset Management CO (operating as Southport Capital Management) 12,189 2,407,000 2.98%
18 L & S Advisors Inc 28,896 5,707,000 7.07%
19 Pinnacle Holdings, LLC 39,672 7,835,678 9.70%
20 CHARTIST INC /CA/ 266,404 52,617,549 65.15%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.