| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,463,235 | 21,321,000 | 19.61% | ||
| 2 | MORGAN STANLEY | 1,317,067 | 19,189,000 | 17.65% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 457,373 | 6,664,000 | 6.13% | ||
| 4 | Invesco Ltd. | 400,504 | 5,835,000 | 5.37% | ||
| 5 | WELLS FARGO & COMPANY/MN | 367,330 | 5,352,000 | 4.92% | ||
| 6 | AEGON USA Investment Management, LLC | 332,225 | 4,841,000 | 4.45% | ||
| 7 | Saba Capital Management, L.P. | 291,177 | 4,242,000 | 3.90% | ||
| 8 | Horizon Kinetics LLC | 277,723 | 4,047,000 | 3.72% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 257,295 | 3,749,000 | 3.45% | ||
| 10 | Advisors Asset Management, Inc. | 210,284 | 3,064,000 | 2.82% | ||
| 11 | Janney Montgomery Scott LLC | 193,834 | 2,824,161 | 2.60% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 174,132 | 2,537,000 | 2.33% | ||
| 13 | Trust Asset Management LLC | 165,581 | 2,413,000 | 2.22% | ||
| 14 | CAHILL FINANCIAL ADVISORS INC | 137,866 | 2,009,000 | 1.85% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 122,351 | 1,783,000 | 1.64% | ||
| 16 | Shaker Financial Services, LLC | 104,319 | 1,520,000 | 1.40% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 102,454 | 1,493,000 | 1.37% | ||
| 18 | LPL Financial LLC | 99,678 | 1,452,000 | 1.34% | ||
| 19 | UBS AG | 89,469 | 1,303,000 | 1.20% | ||
| 20 | Absolute Return Capital, LLC | 89,192 | 1,300,000 | 1.20% | ||
| 21 | ProVise Management Group, LLC | 84,992 | 1,239,000 | 1.14% | ||
| 22 | SHUFRO ROSE & CO LLC | 82,650 | 1,204,000 | 1.11% | ||
| 23 | AMERIPRISE FINANCIAL INC | 82,118 | 1,055,000 | 0.97% | ||
| 24 | ROYAL BANK OF CANADA | 66,779 | 973,000 | 0.90% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 63,209 | 920,000 | 0.85% | ||
| 26 | FIRST NEW YORK SECURITIES LLC /NY | 58,153 | 847,000 | 0.78% | ||
| 27 | Coastline Trust Co | 39,975 | 582,000 | 0.54% | ||
| 28 | DEUTSCHE BANK AG\ | 31,218 | 454,000 | 0.42% | ||
| 29 | Commonwealth Equity Services, Inc | 22,825 | 333,000 | 0.31% | ||
| 30 | KMS FINANCIAL SERVICES, INC | 21,630 | 315,000 | 0.29% | ||
| 31 | Neuberger Berman Group LLC | 20,852 | 303,000 | 0.28% | ||
| 32 | HighTower Advisors, LLC | 18,441 | 269,000 | 0.25% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 18,314 | 267,000 | 0.25% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 18,066 | 263,000 | 0.24% | ||
| 35 | VSR Financial Services, Inc. | 17,330 | 252,000 | 0.23% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 14,830 | 216,073 | 0.20% | ||
| 37 | OPPENHEIMER & CO INC | 14,333 | 209,000 | 0.19% | ||
| 38 | Advisors Preferred, LLC | 13,661 | 199,040 | 0.18% | ||
| 39 | BOSTON ADVISORS LLC | 12,762 | 186,000 | 0.17% | ||
| 40 | CORNERSTONE ADVISORS INC | 12,400 | 181,000 | 0.17% | ||
| 41 | SII INVESTMENTS INC/WI | 11,471 | 167,000 | 0.15% | ||
| 42 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 10,911 | 159,000 | 0.15% | ||
| 43 | CREDIT SUISSE AG/ | 10,939 | 159,000 | 0.15% | ||
| 44 | ENVESTNET ASSET MANAGEMENT INC | 10,911 | 159,000 | 0.15% | ||
| 45 | IMA Advisory Services, Inc. | 10,384 | 151,000 | 0.14% | ||
| 46 | CENTRAL TRUST Co | 10,170 | 148,000 | 0.14% | ||
| 47 | Marathon Trading Investment Management LLC | 10,000 | 146,000 | 0.13% | ||
| 48 | BARCLAYS PLC | 10,211 | 142,000 | 0.13% | ||
| 49 | CITIGROUP INC | 9,445 | 138,000 | 0.13% | ||
| 50 | Creative Planning | 2,027 | 30,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
