| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GFS Advisors, LLC | 576,452 | 44,105,000 | 18.26% | ||
| 2 | USCA RIA LLC | 576,452 | 44,105,000 | 18.26% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,628,777 | 21,011,000 | 8.70% | ||
| 4 | MORGAN STANLEY | 938,079 | 12,261,000 | 5.07% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 724,715 | 9,472,000 | 3.92% | ||
| 6 | WELLS FARGO & COMPANY/MN | 722,227 | 9,440,000 | 3.91% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 615,672 | 8,046,000 | 3.33% | ||
| 8 | Invesco Ltd. | 510,335 | 6,670,000 | 2.76% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 485,013 | 6,339,000 | 2.62% | ||
| 10 | Advisors Asset Management, Inc. | 480,672 | 6,282,000 | 2.60% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 383,740 | 5,015,000 | 2.08% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 368,652 | 4,818,000 | 1.99% | ||
| 13 | Bain Capital Credit, LP | 338,824 | 4,428,000 | 1.83% | ||
| 14 | 1832 Asset Management L.P. | 202,871 | 4,418,000 | 1.83% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 316,034 | 4,131,000 | 1.71% | ||
| 16 | Yorktown Management & Research Co Inc | 300,000 | 3,921,000 | 1.62% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 266,415 | 3,482,000 | 1.44% | ||
| 18 | AEGON USA Investment Management, LLC | 263,619 | 3,446,000 | 1.43% | ||
| 19 | EATON VANCE MANAGEMENT | 260,628 | 3,373,000 | 1.40% | ||
| 20 | Westchester Capital Management, LLC | 216,891 | 2,835,000 | 1.17% | ||
| 21 | PRIVATE MANAGEMENT GROUP INC | 172,263 | 2,251,000 | 0.93% | ||
| 22 | Horizon Kinetics LLC | 164,893 | 2,155,000 | 0.89% | ||
| 23 | NEWGATE CAPITAL MANAGEMENT LLC | 148,707 | 1,934,000 | 0.80% | ||
| 24 | Janney Montgomery Scott LLC | 147,588 | 1,929,000 | 0.80% | ||
| 25 | CREDIT SUISSE AG/ | 110,518 | 1,444,000 | 0.60% | ||
| 26 | Capital Investment Advisors, LLC | 105,252 | 1,376,000 | 0.57% | ||
| 27 | AQR ARBITRAGE LLC | 90,829 | 1,187,000 | 0.49% | ||
| 28 | Klingman & Associates, LLC | 88,863 | 1,161,000 | 0.48% | ||
| 29 | Sterneck Capital Management, LLC | 88,734 | 1,160,000 | 0.48% | ||
| 30 | SHUFRO ROSE & CO LLC | 84,100 | 1,099,000 | 0.45% | PRN | |
| 31 | ProVise Management Group, LLC | 81,751 | 1,068,000 | 0.44% | ||
| 32 | MSI Financial Services Inc | 79,735 | 1,042,000 | 0.43% | ||
| 33 | AMERIPRISE FINANCIAL INC | 76,279 | 997,000 | 0.41% | ||
| 34 | LPL Financial LLC | 75,289 | 971,000 | 0.40% | ||
| 35 | Coastline Trust Co | 69,807 | 913,000 | 0.38% | ||
| 36 | LOOMIS SAYLES & CO L P | 68,587 | 896,000 | 0.37% | ||
| 37 | HUNTINGTON NATIONAL BANK | 64,236 | 893,000 | 0.37% | PRN | |
| 38 | FORT WARREN CAPITAL MANAGEMENT, LP | 66,000 | 863,000 | 0.36% | ||
| 39 | ROYAL BANK OF CANADA | 61,213 | 800,000 | 0.33% | ||
| 40 | Trust Asset Management LLC | 60,048 | 785,000 | 0.32% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 58,083 | 759,000 | 0.31% | ||
| 42 | UBS Group AG | 56,937 | 744,000 | 0.31% | ||
| 43 | Telemetry Investments, L.L.C. | 55,382 | 724,000 | 0.30% | ||
| 44 | SG Americas Securities, LLC | 49,986 | 653,000 | 0.27% | ||
| 45 | Jaffetilchin Investment Partners, LLC | 45,000 | 588,000 | 0.24% | ||
| 46 | Eos Management, L.P. | 38,755 | 507,000 | 0.21% | ||
| 47 | DEUTSCHE BANK AG\ | 38,000 | 496,000 | 0.21% | ||
| 48 | Crescent Capital Group LP | 36,000 | 466,000 | 0.19% | ||
| 49 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 28,807 | 377,000 | 0.16% | ||
| 50 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,841 | 351,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
