| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,264,119 | 17,774,000 | 16.27% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,059,855 | 14,901,000 | 13.64% | ||
| 3 | WELLS FARGO & COMPANY/MN | 806,897 | 11,345,000 | 10.39% | ||
| 4 | AEGON USA Investment Management, LLC | 586,450 | 8,245,000 | 7.55% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 534,315 | 7,513,000 | 6.88% | ||
| 6 | Invesco Ltd. | 347,699 | 4,889,000 | 4.48% | ||
| 7 | Bain Capital Credit, LP | 335,695 | 4,720,000 | 4.32% | ||
| 8 | Horizon Kinetics LLC | 276,228 | 3,884,000 | 3.56% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 267,391 | 3,760,000 | 3.44% | ||
| 10 | Janney Montgomery Scott LLC | 196,274 | 2,759,618 | 2.53% | ||
| 11 | Alpha Cubed Investments, LLC | 178,766 | 2,513,000 | 2.30% | ||
| 12 | Trust Asset Management LLC | 150,865 | 2,210,000 | 2.02% | ||
| 13 | CAHILL FINANCIAL ADVISORS INC | 130,943 | 1,842,000 | 1.69% | ||
| 14 | Capital Investment Advisors, LLC | 116,332 | 1,636,000 | 1.50% | ||
| 15 | LPL Financial LLC | 110,552 | 1,553,000 | 1.42% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 99,593 | 1,400,000 | 1.28% | ||
| 17 | FIRST NEW YORK SECURITIES LLC /NY | 98,984 | 1,391,715 | 1.27% | ||
| 18 | ProVise Management Group, LLC | 94,735 | 1,332,000 | 1.22% | ||
| 19 | SHUFRO ROSE & CO LLC | 82,250 | 1,156,000 | 1.06% | ||
| 20 | AMERIPRISE FINANCIAL INC | 76,641 | 1,078,000 | 0.99% | ||
| 21 | MARINER INVESTMENT GROUP LLC | 75,950 | 1,068,000 | 0.98% | ||
| 22 | UBS AG | 74,581 | 1,049,000 | 0.96% | ||
| 23 | HUNTINGTON NATIONAL BANK | 64,236 | 903,000 | 0.83% | PRN | |
| 24 | ROYAL BANK OF CANADA | 62,648 | 880,000 | 0.81% | ||
| 25 | Shaker Financial Services, LLC | 57,281 | 805,000 | 0.74% | ||
| 26 | CORNERSTONE ADVISORS INC | 56,653 | 797,000 | 0.73% | ||
| 27 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 42,064 | 591,000 | 0.54% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 40,318 | 566,000 | 0.52% | ||
| 29 | Coastline Trust Co | 39,975 | 562,000 | 0.51% | ||
| 30 | ENVESTNET ASSET MANAGEMENT INC | 39,409 | 554,000 | 0.51% | ||
| 31 | Commonwealth Equity Services, Inc | 37,880 | 533,000 | 0.49% | ||
| 32 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 34,661 | 487,000 | 0.45% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 29,133 | 410,000 | 0.38% | ||
| 34 | MSI Financial Services Inc | 28,149 | 396,000 | 0.36% | ||
| 35 | HighTower Advisors, LLC | 22,281 | 313,000 | 0.29% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 19,530 | 274,592 | 0.25% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 18,314 | 257,000 | 0.24% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,140 | 255,000 | 0.23% | ||
| 39 | VSR Financial Services, Inc. | 17,189 | 242,000 | 0.22% | ||
| 40 | Virtu KCG Holdings LLC | 16,448 | 231,000 | 0.21% | ||
| 41 | Neuberger Berman Group LLC | 15,852 | 222,000 | 0.20% | ||
| 42 | AQR CAPITAL MANAGEMENT LLC | 13,066 | 184,000 | 0.17% | ||
| 43 | BARCLAYS PLC | 12,094 | 169,000 | 0.15% | ||
| 44 | DEUTSCHE BANK AG\ | 11,183 | 157,000 | 0.14% | ||
| 45 | BOSTON ADVISORS LLC | 10,933 | 154,000 | 0.14% | ||
| 46 | CREDIT SUISSE AG/ | 10,939 | 154,000 | 0.14% | ||
| 47 | OPPENHEIMER & CO INC | 10,715 | 151,000 | 0.14% | ||
| 48 | Beacon Capital Management, Inc. | 10,650 | 150,000 | 0.14% | ||
| 49 | SII INVESTMENTS INC/WI | 10,638 | 149,000 | 0.14% | ||
| 50 | IMA Advisory Services, Inc. | 10,384 | 146,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
