| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | AMERIPRISE FINANCIAL INC | 84,758 | 1,111,000 | 0.75% | ||
| 52 | Sterneck Capital Management, LLC | 88,734 | 1,167,000 | 0.79% | ||
| 53 | Klingman & Associates, LLC | 88,863 | 1,169,000 | 0.79% | ||
| 54 | Capital Investment Advisors, LLC | 96,009 | 1,263,000 | 0.86% | ||
| 55 | ProVise Management Group, LLC | 106,914 | 1,406,000 | 0.95% | ||
| 56 | Shaker Financial Services, LLC | 111,060 | 1,460,000 | 0.99% | ||
| 57 | NEWGATE CAPITAL MANAGEMENT LLC | 113,428 | 1,485,000 | 1.01% | ||
| 58 | Horizon Kinetics LLC | 113,054 | 1,487,000 | 1.01% | ||
| 59 | Janney Montgomery Scott LLC | 170,539 | 2,200,000 | 1.49% | ||
| 60 | CREDIT SUISSE AG/ | 182,207 | 2,396,000 | 1.62% | ||
| 61 | Yorktown Management & Research Co Inc | 185,000 | 2,433,000 | 1.65% | ||
| 62 | PRIVATE MANAGEMENT GROUP INC | 186,013 | 2,446,000 | 1.66% | ||
| 63 | 1832 Asset Management L.P. | 203,804 | 2,698,000 | 1.83% | ||
| 64 | MARINER INVESTMENT GROUP LLC | 214,675 | 2,823,000 | 1.91% | ||
| 65 | Westchester Capital Management, LLC | 225,134 | 2,961,000 | 2.01% | ||
| 66 | EATON VANCE MANAGEMENT | 260,628 | 3,206,000 | 2.17% | ||
| 67 | AEGON USA Investment Management, LLC | 263,619 | 3,467,000 | 2.35% | ||
| 68 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 347,586 | 4,571,000 | 3.10% | ||
| 69 | BANK OF AMERICA CORP /DE/ | 353,230 | 4,645,000 | 3.15% | ||
| 70 | Advisors Asset Management, Inc. | 457,396 | 6,015,000 | 4.08% | ||
| 71 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 475,374 | 6,251,000 | 4.24% | ||
| 72 | RESTRUCTURING CAPITAL ASSOCIATES LP | 561,909 | 7,389,000 | 5.01% | ||
| 73 | Invesco Ltd. | 579,765 | 7,624,000 | 5.17% | ||
| 74 | GUGGENHEIM CAPITAL LLC | 579,801 | 7,624,000 | 5.17% | ||
| 75 | WELLS FARGO & COMPANY/MN | 729,981 | 9,598,000 | 6.51% | ||
| 76 | MORGAN STANLEY | 958,393 | 12,603,000 | 8.54% | ||
| 77 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,510,665 | 32,864,000 | 22.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
