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BLACKROCK MUN 2020 TERM TR
BLACKROCK MUN 2020 TERM TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $35,026,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 539,224 8,552,000 24.42%
2 MORGAN STANLEY 355,704 5,641,000 16.11%
3 Lehman Financial Resources, Inc. 270,818 4,295,000 12.26%
4 UBS Group AG 251,277 3,985,000 11.38%
5 NWAM LLC 113,057 1,793,000 5.12%
6 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 112,100 1,778,000 5.08%
7 LPL Financial LLC 107,237 1,707,000 4.87%
8 Commonwealth Equity Services, Inc 84,020 1,333,000 3.81%
9 WELLS FARGO & COMPANY/MN 65,470 1,038,000 2.96%
10 Advisory Services Network, LLC 38,000 603,000 1.72%
11 STIFEL FINANCIAL CORP 27,326 433,000 1.24%
12 RAYMOND JAMES & ASSOCIATES 26,049 413,000 1.18%
13 Chicago Partners Investment Group LLC 25,133 399,000 1.14%
14 VAN ECK ASSOCIATES CORP 21,881 347,000 0.99%
15 SMITH, MOORE & CO. 19,783 314,000 0.90%
16 CAMBRIDGE TRUST CO 18,975 301,000 0.86%
17 Concert Wealth Management Inc. 18,720 298,000 0.85%
18 Evercore Wealth Management, LLC 13,779 219,000 0.63%
19 MSI Financial Services Inc 12,445 197,000 0.56%
20 PNC FINANCIAL SERVICES GROUP, INC. 12,366 196,000 0.56%
21 CIBC BANK USA 11,909 189,000 0.54%
22 ALPHA OMEGA WEALTH MANAGEMENT LLC 11,700 186,000 0.53%
23 CITIZENS FINANCIAL GROUP INC/DE 8,843 140,000 0.40%
24 SG Americas Securities, LLC 8,649 137,000 0.39%
25 BlackRock Finance, Inc. 8,021 127,000 0.36%
26 ROYAL BANK OF CANADA 4,997 79,000 0.23%
27 Creative Planning 3,638 58,000 0.17%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 56,000 0.16%
29 NEXT Financial Group, Inc 3,367 53,000 0.15%
30 Avior Wealth Management, LLC 3,059 49,000 0.14%
31 IFP ADVISORS, INC 2,500 40,000 0.11%
32 FIFTH THIRD BANCORP 2,173 34,000 0.10%
33 DEUTSCHE BANK AG\ 1,166 18,000 0.05%
34 CENTRAL TRUST Co 477 8,000 0.02%
35 CITIGROUP INC 458 7,000 0.02%
36 Tower Research Capital LLC (TRC) 100 2,000 0.01%
37 BARCLAYS PLC 98 1,000 0.00%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.