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BLACKROCK MUN 2020 TERM TR
BLACKROCK MUN 2020 TERM TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $47,707,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 457,813 7,417,000 15.55%
2 USCA RIA LLC 101,720 6,279,000 13.16%
3 GFS Advisors, LLC 101,720 6,279,000 13.16%
4 MORGAN STANLEY 304,867 4,939,000 10.35%
5 UBS Group AG 281,532 4,561,000 9.56%
6 Lehman Financial Resources, Inc. 271,826 4,403,000 9.23%
7 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 119,600 1,938,000 4.06%
8 NWAM LLC 113,057 1,832,000 3.84%
9 LPL Financial LLC 109,275 1,770,000 3.71%
10 Commonwealth Equity Services, Inc 84,033 1,361,000 2.85%
11 WELLS FARGO & COMPANY/MN 60,985 988,000 2.07%
12 Advisory Services Network, LLC 38,000 616,000 1.29%
13 STIFEL FINANCIAL CORP 36,835 597,000 1.25%
14 VAN ECK ASSOCIATES CORP 34,323 556,000 1.17%
15 RAYMOND JAMES & ASSOCIATES 27,533 446,000 0.93%
16 Chicago Partners Investment Group LLC 24,997 405,000 0.85%
17 NEWGATE CAPITAL MANAGEMENT LLC 22,170 358,000 0.75%
18 SMITH, MOORE & CO. 19,783 320,000 0.67%
19 CAMBRIDGE TRUST CO 18,975 307,000 0.64%
20 Concert Wealth Management Inc. 18,720 304,000 0.64%
21 Evercore Wealth Management, LLC 13,779 223,000 0.47%
22 Raymond James Financial Services Advisors, Inc. 13,461 218,000 0.46%
23 CIBC BANK USA 11,975 194,000 0.41%
24 MSI Financial Services Inc 11,830 192,000 0.40%
25 ALPHA OMEGA WEALTH MANAGEMENT LLC 11,700 190,000 0.40%
26 CITIZENS FINANCIAL GROUP INC/DE 8,913 144,000 0.30%
27 BlackRock Finance, Inc. 8,021 130,000 0.27%
28 PNC FINANCIAL SERVICES GROUP, INC. 6,769 110,000 0.23%
29 ROYAL BANK OF CANADA 6,157 100,000 0.21%
30 WOLVERINE ASSET MANAGEMENT LLC 3,993 64,000 0.13%
31 Creative Planning 3,638 59,000 0.12%
32 Alexandria Capital, LLC 3,612 59,000 0.12%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 57,000 0.12%
34 FIFTH THIRD BANCORP 3,520 57,000 0.12%
35 NEXT Financial Group, Inc 3,367 54,000 0.11%
36 Avior Wealth Management, LLC 3,059 50,000 0.10%
37 US BANCORP \DE\ 2,818 46,000 0.10%
38 IFP ADVISORS, INC 2,500 40,000 0.08%
39 DEUTSCHE BANK AG\ 1,166 18,000 0.04%
40 CITIGROUP INC 1,006 16,000 0.03%
41 CENTRAL TRUST Co 477 8,000 0.02%
42 Tower Research Capital LLC (TRC) 151 2,000 0.00%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.