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BLACKROCK MUN 2020 TERM TR
BLACKROCK MUN 2020 TERM TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 43 Institutional holders with a total value of $36,841,950.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 532,253 8,085,000 21.95%
2 MORGAN STANLEY 323,087 4,908,000 13.32%
3 UBS Group AG 305,460 4,640,000 12.59%
4 Lehman Financial Resources, Inc. 263,855 4,007,000 10.88%
5 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 125,100 1,900,000 5.16%
6 NWAM LLC 103,007 1,565,000 4.25%
7 WELLS FARGO & COMPANY/MN 92,334 1,402,000 3.81%
8 Commonwealth Equity Services, Inc 90,618 1,376,000 3.73%
9 Silver Lake Advisory, LLC 64,939 986,000 2.68%
10 Virtu KCG Holdings LLC 38,658 587,000 1.59%
11 Chicago Partners Investment Group LLC 36,730 558,000 1.51%
12 LPL Financial LLC 32,988 504,000 1.37%
13 STIFEL FINANCIAL CORP 32,942 500,000 1.36%
14 SG Americas Securities, LLC 32,740 497,000 1.35%
15 JACOBI CAPITAL MANAGEMENT LLC 30,360 469,000 1.27%
16 DOLIVER ADVISORS, LP 30,533 464,000 1.26%
17 VAN ECK ASSOCIATES CORP 28,030 426,000 1.16%
18 Janney Montgomery Scott LLC 24,279 369,000 1.00%
19 Whitegate Investment Counselors, Inc. 21,800 331,000 0.90%
20 SMITH, MOORE & CO. 19,783 301,000 0.82%
21 SOWELL FINANCIAL SERVICES LLC 18,720 293,000 0.80%
22 RAYMOND JAMES & ASSOCIATES 16,862 256,000 0.69%
23 Evercore Wealth Management, LLC 13,779 209,000 0.57%
24 CIBC BANK USA 12,317 187,000 0.51%
25 ARS Investment Partners, LLC 12,000 182,000 0.49%
26 CAMBRIDGE TRUST CO 11,850 180,000 0.49%
27 ALPHA OMEGA WEALTH MANAGEMENT LLC 11,700 178,000 0.48%
28 Raymond James Financial Services Advisors, Inc. 11,583 176,000 0.48%
29 Creative Planning 11,356 172,000 0.47%
30 MSI Financial Services Inc 11,051 168,000 0.46%
31 CITIZENS FINANCIAL GROUP INC/DE 9,125 139,000 0.38%
32 Edge Wealth Management LLC 8,598 131,000 0.36%
33 BlackRock Finance, Inc. 8,021 122,000 0.33%
34 PNC FINANCIAL SERVICES GROUP, INC. 5,964 91,000 0.25%
35 ROYAL BANK OF CANADA 5,322 81,000 0.22%
36 FIFTH THIRD BANCORP 5,256 80,000 0.22%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,000 76,000 0.21%
38 ANCHOR INVESTMENT MANAGEMENT, LLC 5,000 75,950 0.21%
39 NEXT Financial Group, Inc 3,727 57,000 0.15%
40 Avior Wealth Management, LLC 3,059 46,000 0.12%
41 IFP ADVISORS, INC 2,500 38,000 0.10%
42 D.A. DAVIDSON & CO. 1,650 25,000 0.07%
43 CENTRAL TRUST Co 287 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.