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BLACKROCK MUN 2020 TERM TR
BLACKROCK MUN 2020 TERM TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $47,707,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12 0 0.00%
2 Tower Research Capital LLC (TRC) 151 2,000 0.00%
3 CENTRAL TRUST Co 477 8,000 0.02%
4 CITIGROUP INC 1,006 16,000 0.03%
5 DEUTSCHE BANK AG\ 1,166 18,000 0.04%
6 IFP ADVISORS, INC 2,500 40,000 0.08%
7 US BANCORP \DE\ 2,818 46,000 0.10%
8 Avior Wealth Management, LLC 3,059 50,000 0.10%
9 NEXT Financial Group, Inc 3,367 54,000 0.11%
10 FIFTH THIRD BANCORP 3,520 57,000 0.12%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,500 57,000 0.12%
12 Creative Planning 3,638 59,000 0.12%
13 Alexandria Capital, LLC 3,612 59,000 0.12%
14 WOLVERINE ASSET MANAGEMENT LLC 3,993 64,000 0.13%
15 ROYAL BANK OF CANADA 6,157 100,000 0.21%
16 PNC FINANCIAL SERVICES GROUP, INC. 6,769 110,000 0.23%
17 BlackRock Finance, Inc. 8,021 130,000 0.27%
18 CITIZENS FINANCIAL GROUP INC/DE 8,913 144,000 0.30%
19 ALPHA OMEGA WEALTH MANAGEMENT LLC 11,700 190,000 0.40%
20 MSI Financial Services Inc 11,830 192,000 0.40%
21 CIBC BANK USA 11,975 194,000 0.41%
22 Raymond James Financial Services Advisors, Inc. 13,461 218,000 0.46%
23 Evercore Wealth Management, LLC 13,779 223,000 0.47%
24 Concert Wealth Management Inc. 18,720 304,000 0.64%
25 CAMBRIDGE TRUST CO 18,975 307,000 0.64%
26 SMITH, MOORE & CO. 19,783 320,000 0.67%
27 NEWGATE CAPITAL MANAGEMENT LLC 22,170 358,000 0.75%
28 Chicago Partners Investment Group LLC 24,997 405,000 0.85%
29 RAYMOND JAMES & ASSOCIATES 27,533 446,000 0.93%
30 VAN ECK ASSOCIATES CORP 34,323 556,000 1.17%
31 STIFEL FINANCIAL CORP 36,835 597,000 1.25%
32 Advisory Services Network, LLC 38,000 616,000 1.29%
33 WELLS FARGO & COMPANY/MN 60,985 988,000 2.07%
34 Commonwealth Equity Services, Inc 84,033 1,361,000 2.85%
35 LPL Financial LLC 109,275 1,770,000 3.71%
36 NWAM LLC 113,057 1,832,000 3.84%
37 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 119,600 1,938,000 4.06%
38 Lehman Financial Resources, Inc. 271,826 4,403,000 9.23%
39 UBS Group AG 281,532 4,561,000 9.56%
40 MORGAN STANLEY 304,867 4,939,000 10.35%
41 USCA RIA LLC 101,720 6,279,000 13.16%
42 GFS Advisors, LLC 101,720 6,279,000 13.16%
43 BANK OF AMERICA CORP /DE/ 457,813 7,417,000 15.55%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.